Processes of enantioselectively forming an aminoxy compound and an 1,2-oxazine compound

ABSTRACT

Disclosed is a process of enantioselectively forming an aminoxy compound of Formula (3) 
     
       
         
         
             
             
         
       
     
     In formula (3) R 1  is one of an aliphatic group and an alicyclic group. R 2  is one of hydrogen, an aliphatic group, an alicyclic group, an aromatic group, an arylaliphatic group and an arylalicyclic group. R 3  is one of hydrogen, halogen, hydroxyl, and an aliphatic group with a main chain having 1 to about 10 carbon atoms. The respective aliphatic, alicyclic, aromatic, arylaliphatic or arylalicyclic groups of R 1 , R 2 , and R 3  comprise 0 to about 3 heteroatoms independently selected from the group consisting of N, O, S, Se and Si. The process includes contacting a carbonyl compound of Formula (1) 
     
       
         
         
             
             
         
       
     
     and a nitroso compound of Formula (2) 
     
       
         
         
             
             
         
       
     
     in the presence of a chiral catalyst. The chiral catalyst is a compound of Formula (IX)

CROSS-REFERENCE TO RELATED APPLICATIONS

This application makes reference to and claims the benefit of priority of an application for “Organocatalytic Enantioselective α-Aminoxylation of Aldehydes and its Application for the Synthesis of Chiral 1,2-Diols, and α-Aminoxylation/Aza-Michael Reactions for the Synthesis of Functionalized Tetrahydro-1,2-Oxazines” filed on May 21, 2009 with the United States Patent and Trademark Office, and there duly assigned Ser. No. 61/180,353. This application further makes reference to and claims the benefit of priority of an application for “Processes Of Enantioselectively Forming An Aminoxy Compound And An 1,2-Oxazine Compound” filed on Sep. 10, 2009 with the United States Patent and Trademark Office, and there duly assigned Ser. No. 61/241,157. The contents of said applications filed on May 21, 2009 and Sep. 10, 2009 are incorporated herein by reference for all purposes in their entirety.

FIELD OF THE INVENTION

The present invention provides a process of enantioselectively forming an aminoxy compound and an 1,2-oxazine compound.

BACKGROUND OF THE INVENTION

The presence of optically active α-hydroxylcarbonyl moieties as well as 1,2-diols in many biologically active natural products motivated numerous research into finding new routes to provide better stereocontrol for these synthetically useful synthons. Asymmetric α-hydroxylation of enolates and the Sharpless asymmetric dihydroxylation of olefins are some methods to synthesize these compounds. The year 2000 saw a renaissance of organocatalysis, and since then organocatalysis has emerged as an extremely useful tool for the preparation of enantiomerically pure compounds. Operational simplicity, availability and the non-toxicity of the organic catalysts compared to the corresponding transition-metal species, as well as its high efficiencies and selectivities attained in many organocatalytic transformations made this methodology very attractive for the formation of enantiomerically pure compounds.

In 2003, Zhong (Angew. Chem., Int. Ed. (2003) 42, 4247), MacMillan (S. P. Brown et al., J. Am. Chem. Soc. (2003) 125, 10808) and Hayashi (Y. Hayashi et al., Tetrahedron Lett. (2003) 44, 8293) independently reported the direct proline-catalyzed α-aminoxylation of aldehydes with nitrosobenzene and the usefulness of this reaction was demonstrated in the synthesis of several biologically active compounds (S. P. Kotkar et al., Tetrahedron: Asymmetry (2007) 18, 1795; S. P. Kotkar et al., Tetrahedron: Asymmetry (2007) 18, 1738; S. P. Kotkar & A. Sudalai, Tetrahedron Lett. (2006) 47, 6813; S. V. Narina & A. Sudalai, Tetrahedron Lett. (2006) 47, 6799; S. G. Kim & T. H. Park, Tetrahedron Lett. (2006) 47, 6369; Sousuke Hara et al., Tetrahedron Lett. (2006) 47, 1081; I. K. Mangion & D. W. C. MacMillan, J. Am. Chem. Soc. (2005) 127, 3696). Though the scope of the abovementioned reaction has been quickly extended to that of ketones (Y. Hayashi et al., Angew. Chem., Int. Ed. (2004) 43, 1112; A. Bogevig et al., Angew. Chem., Int. Ed, (2004) 43, 1109) after the first report, there was little development in new organocatalysts (T. Kano et al., Chem. Lett. (2008) 37, 250; Y. Hayashi, et al., Adv. Synth. Catal. (2004) 346, 1435; H. Sunden et al., Tetrahedron Lett. (2005) 46, 3385; W. Wang et al., Tetrahedron Lett. (2004) 45, 7235; N. Momiyama et al., Proc. Natl. Acad. Sci. USA (2004) 101, 5374) or environmentally friendly reaction protocols (D. Font et al., Org. Lett. (2007) 9, 1943; H.-M. Guo et al., Green Chem. (2006) 8, 682).

Recently, demand has increased for innovative and imaginative synthetic methodologies to improve efficiency and sustainability such as simplicity, atom economy, reduced chemical wastage and energy usage, safety, and environment friendliness.

Accordingly, it is a further object of the present invention to provide a synthesis route to α-hydroxycarbonyl- and/or 1,2-dihydroxy compounds under conditions that are a lower burden to the environment than currently available methods.

Tetrahydro-1,2-oxazine derivatives occur frequently in biologically active compounds (Uchida, I., et al., J. Am. Chem. Soc. (1987) 109, 4108; Terano, H.; et al., J. Antibiot. (1989) 42, 145; Yu, Q.-S, et al., J. Med. Chem. (2002) 45, 3684; Katoh, T., et al., Tetrahedron (1997) 53, 10229; Judd, T. C., & Williams, R. M., Angew. Chem., Int. Ed. (2002) 41, 4683; Suzuki, M., et al., Angew. Chem. Int. Ed. (2002) 41, 4686) and are valuable synthetic intermediates (Pulz, R., et al., Org. Lett. (2002) 4, 2353; Tishkov, A. A., et al., Synlett (2002) 863; Buchholz, M.; Reissig, H.-U. Eur. J. Org. Chem. (2003) 3524; Al-Harrasi, A., & Reissig, H.-U., Angew. Chem. Int. Ed. (2005) 44, 6227; Carson, C. A., & Kerr, M. A., Angew. Chem. Int. Ed. (2006) 45, 6560). Not only do they have the potential to act as therapeutic agents and chiral building blocks, they also possess synthetic utility through reductive N—O bond cleavage to form highly functionalized 1,4-amino alcohols which can be found in a number of bioactive natural products.

The nitroso function is recognized as a unique source to prepare nitrogen- and oxygen-containing molecules. Various catalytic asymmetric reactions exploiting the unique properties of nitroso compounds (Palomo, C., et al., Angew. Chem. Int. Ed. (2007) 46, 8054), such as aminoxylation, oxyamination, and nitroso Diels-Alder reactions, have recently been developed. Nevertheless, only two general routes for tetrahydro-1,2-oxazines have so far been used including the addition of nitrones to activated cyclopropanes (M. P. Sibi, et al., J. Am. Chem. Soc. (2005) 127, 5764-5765) and the sequential nitroso aldol/Michael addition of cyclic enones reported by Yamamoto et al. (Yamamoto, Y, et al., J. Am. Chem. Soc. (2004) 126, 5962-5963; Momiyama, N, et al., J. Am. Chem. Soc. (2007) 129, 1190-1195). The substrate scope for these two examples is limited, and the development of a practical, asymmetric synthetic procedure to access enantiopure functionalized tetrahydro-1,2-oxazines from acyclic starting materials is highly desirable.

Accordingly, it is a further object of the present invention to provide a process that allows a simple formation of tetrahydro-1,2-oxazine compounds with potentially high enantio- and diastereoselectivity.

SUMMARY OF THE INVENTION

In a first aspect the invention relates to a process of enantioselectively forming an aminoxy compound of Formula (3)

In formula (3) R¹ is one of an aliphatic group, an alicyclic group, an aromatic group, an arylaliphatic group and an arylalicyclic group. The respective aliphatic, alicyclic, aromatic, arylaliphatic or arylalicyclic group includes 0 to about 3 heteroatoms independently selected from the group consisting of N, O, S, Se and Si. R² is one of hydrogen, an aliphatic group and an alicyclic group. The respective aliphatic or alicyclic group includes 0 to about 3 heteroatoms independently selected from the group consisting of N, O, S, Se and Si. In some embodiments one of R¹ and R² defines an aliphatic, aromatic or arylaliphatic bridge that is linked to the respective other moiety of R² and R¹. Accordingly, R¹ and R² may in some embodiments define one common cyclic structure. R³ is one of hydrogen, halogen, hydroxyl and an aliphatic group with a main chain having 1 to about 10 carbon atoms. The process includes contacting a carbonyl compound of Formula (1)

and a nitroso compound of Formula (2)

in the presence of a chiral catalyst. The moieties R¹, R² and R³ in these formulas are as defined above. The chiral catalyst is a compound of Formula (IX)

In this formula (IX) R⁴ is one of COOH

and Y in formula (IX) is one of CHOH, O, S, Se, CH₂, CHOH, CHSH and CHSeH. The reaction of the process is carried out in an aqueous solution in the presence of a phase transfer catalyst.

In a further aspect the invention provides a process of enantioselectively forming an aminoxy compound of Formula (4)

In formula (4) R¹ is one of an aliphatic group, an alicyclic group, an aromatic group, an arylaliphatic group and an arylalicyclic group. The respective aliphatic, alicyclic, aromatic, arylaliphatic or arylalicyclic group includes 0 to about 3 heteroatoms independently selected from the group consisting of N, O, S, Se and Si. R² in formula (4) is one of hydrogen, an aliphatic group and an alicyclic group. The respective aliphatic or alicyclic, group includes 0 to about 3 heteroatoms independently selected from the group consisting of N, O, S, Se and Si. In some embodiments one of R¹ and R² define an aliphatic or arylaliphatic bridge that is linked to the respective other moiety of R² and R¹. Accordingly, R¹ and R² may in some embodiments define one common cyclic structure. R³ is one of hydrogen, halogen, hydroxyl and an aliphatic group with a main chain having 1 to about 10 carbon atoms. The process includes contacting a carbonyl compound of Formula (1)

and a nitroso compound of Formula (2)

in the presence of a chiral catalyst. The moieties R¹, R² and R³ in these formulas are as defined above. The chiral catalyst is a compound of Formula (V)

In this formula (V) R⁴ is one of COOH and

Y in formula (V) is one of CHOH, O, S, Se, CH₂, CHOH, CHSH and CHSeH. The reaction of the process is carried out in an aqueous solution in the presence of a phase transfer catalyst.

In yet a further aspect the invention provides a process of enantioselectively forming an 1,2-oxazine compound of Formula (13)

In Formula (XIII) R² is one of hydrogen, an aliphatic group and an alicyclic group. The respective aliphatic or alicyclic, group includes 0 to about 3 heteroatoms independently selected from the group consisting of N, O, S, Se and Si. R³ is one of hydrogen, halogen, OR⁶, an aliphatic group with a main chain having 1 to about 10 carbon atoms. In Formula (13) R⁸ is one of hydrogen, NO₂, CN, C(R⁴⁰)O, COOR⁴⁰, and CONR⁴⁰R⁴¹, an aliphatic group, an alicyclic group, an aromatic group, an arylaliphatic group and an arylalicyclic group. The respective aliphatic, alicyclic, aromatic, arylaliphatic or arylalicyclic group includes 0 to about 3 heteroatoms independently selected from the group consisting of N, O, S, Se and Si. Moieties R⁴⁰ and R⁴¹ are independent from one another one of hydrogen, an aliphatic group, an alicyclic group, an aromatic group, an arylaliphatic group and an arylalicyclic group. The respective aliphatic, alicyclic, aromatic, arylaliphatic or arylalicyclic group includes 0 to about 3 heteroatoms independently selected from the group consisting of N, O, S, Se and Si. In Formula (13) Z is one of NO₂, CN, C(R⁴²)O, COOR⁴², and CONR⁴²R⁴³. Moieties R⁴² and R⁴³ are independent from one another one of hydrogen, an aliphatic group, an alicyclic group, an aromatic group, an arylaliphatic group and an arylalicyclic group. The respective aliphatic, alicyclic, aromatic, arylaliphatic or arylalicyclic group includes 0 to about 3 heteroatoms independently selected from the group consisting of N, O, S, Se and Si. The process includes contacting a carbonyl compound of Formula (11)

and a nitroso compound of Formula (2)

in the presence of a chiral catalyst. The moieties R², R³ and R⁸ in these formulas are as defined above. The chiral catalyst is a compound of Formula (IX)

In this formula (IX) R⁴ is one of COOH and

Y in formula (IX) is one of CHOH, O, S, Se, CH₂, CHOH, CHSH and CHSeH. By contacting carbonyl compound and the nitroso compound in the presence of the chiral catalyst a reaction mixture is formed. The carbonyl compound of Formula (1) and the nitroso compound of Formula (2) are allowed to react in the reaction mixture. Thereby the formation of the 1,2-oxazine compound of Formula (13) is allowed to occur.

BRIEF DESCRIPTION OF THE DRAWINGS

The invention will be better understood with reference to the detailed description when considered in conjunction with the non-limiting examples and the accompanying drawings.

FIG. 1A illustrates the reaction of a carbonyl compound of Formula (1) with a nitroso compound of Formula (2) in the formation of an aminoxy compound of Formula (3). The reaction is catalysed by a chiral compound in the L form. FIG. 1B illustrates the reaction of a carbonyl compound of Formula (1) with a nitroso compound of Formula (2) in the formation of an aminoxy compound of Formula (4). The reaction is catalysed by a chiral compound in the D form.

FIG. 2A illustrates a process that includes as a first step the reaction of a carbonyl compound of Formula (11) with a nitroso compound of Formula (2) in the formation of an 1,2-oxazine compound of Formula (13). The reaction is catalysed by a chiral compound in the L form. The depicted process includes a further step in which the carbonyl group of the 1,2-oxazine compound of Formula (13) is reduced, thereby forming 1,2-oxazine compound (14). If desired the 1,2-oxazine compound may be cleaved to yield an amine (15), which is a 1,2-diol. FIG. 2B illustrates the corresponding process where in the first step a chiral compound in the D form is used, resulting the formation of an 1,2-oxazine compound of Formula (16).

FIG. 3A shows an illustrative embodiment of the process depicted in FIG. 2A. Each of moieties Z and R⁸ is in this example an ester group. The 1,2-oxazine compound of Formula (13) formed accordingly carries two ester groups. FIG. 3B illustrates the corresponding process where in the first step a chiral compound in the D form is used, thus defining an embodiment of the process depicted in FIG. 2B. FIG. 3C depicts a further illustrative embodiment of the process depicted in FIG. 2A. Moiety Z is in this example a nitro group, so that an 1,2-oxazine compound of Formula (33) is formed.

FIG. 4 illustrates the catalyst screening in the reaction between a carbonyl compound of formula Ia and a nitroso compound of formula 2a in the formation of an aminoxy compound of formula 9a. Conditions: Nitrosobenzene (0.3 mmol), propanal (3 equiv), catalyst (30 mol %), tetrabutylammonium bromide (2 equiv) and water (0.10 mL) were added at 0° C. and then warmed to rt (23° C.) unless otherwise stated. a: Isolated yields. b: Determined by chiral phase HPLC.

FIG. 5 illustrates the optimisation of reaction conditions of the reaction depicted in FIG. 4, using catalyst IXd. Conditions: Nitrosobenzene (0.3 mmol), propanal (3 equiv), catalyst (20 mol %), tetrabutylammonium bromide (2 equiv) and water (0.10 mL) were added at 0° C. and stirred at rt (23° C.) unless otherwise stated. a: Isolated yields. b: Determined by chiral phase HPLC. c: 10 mol % of VI. d: 30 mol % of VI. e: No Bu₄NBr added. f: 1 equiv Bu₄NBr added. g: 1 equiv propanal added. h: 2 equiv propanal added.

FIG. 6 illustrates the generality of reaction of α-aminoxylation in the presence of water. Conditions: Nitrosobenzene (0.3 mmol), propanal (3 equiv), catalyst (20 mol %), tetrabutylammonium bromide (2 equiv) and water (0.10 mL) was added at 0° C. and stirred at rt (23° C.) unless otherwise stated. a: Isolated yields. b: Determined by chiral phase HPLC. c: Nitrosotoluene was used instead of nitrosobenzene.

FIG. 7A depicts further examples of catalysts the use of which is contemplated. R¹, R^(1′) and R^(1″) are independently selected moieties as defined for R¹ in the description. In (IXg) and (IXh) n is an integer from 1 to about 20.

FIG. 7B illustrates by means of a scheme the synthesis of chiral for tetrahydro-1,2-oxazines LII. a) Enantioselective organocatalytic tetrahydro-1,2-oxazine synthesis by a C—O/C—N sequence. b) Enamine-catalyzed α-aminoxylation versus Michael addition. c) Aza-Michael addition versus nucleophilic attack on the C═O group and subsequent asymmetric protonation. EWG=electron-withdrawing group.

FIG. 8 illustrates the screening of reaction conditions of an organocatalytic domino α-aminoxylation/aza-Michael reaction of the invention yielding an aminoxy compound 33a. Reaction conditions: 2a (1.0 equiv; 1 M), 31a (1.5 equiv), and catalyst IX at room temperature (23° C.) in the indicated solvent. a: Yield of isolated product. b: Determined by chiral HPLC analysis. c: Determined by ¹H NMR methods. d: Used 3 equiv of 31a. e: Reaction was conducted at 0° C. f: Reaction was conducted at −20° C. g: 0.1 M of 2a. h: Added 1.0 equiv of TEAB. i: In situ reduction was performed using NaBH₄ to provide the corresponding alcohol. n.d.=not determined.

FIG. 9 illustrates an analysis of the substrate scope of the organocatalytic domino α-aminoxylation/aza-Michael reactions. Reaction conditions: 2a (1.0 equiv; 0.1 m), 31a (3.0 equiv), TEAB (1.0 equiv), and IXa (5 mol %) at −20° C. in CH₃CN. a: Yield of isolated product. b: Determined by chiral HPLC analysis. c: Determined by ¹H NMR methods.

FIG. 10 shows the X-ray crystal structure of 33d. The crystal structure has been deposited at the Cambridge Crystallographic Data Centre and allocated the deposition number: CCDC 670447.

FIG. 11 depicts data of preliminary mechanistic investigations on the catalysis of the aza-Michael addition step. Reaction conditions: 47 (1.0 equiv, 0.1 m), 48 (1.0 equiv), and the corresponding catalyst at room temperature in CH₃CN. a: Determined by ¹H NMR methods. TBS=tert-butyldimethylsilyl; n.r.=no reaction.

FIG. 12A illustrates the DFT-calculated lowest energy transition state for the aza-Michael addition/protonation in CH₃CN (see also the examples below). FIG. 12B depicts schematically the transition state as confirmed by DF calculations.

FIG. 13 depicts a catalyst and Solvent Screening in a tandem aminoxylation/aza-Michael reaction using an aldehyde 21a with a dicarboxyl moiety as the carbonyl compound. In all cases, 0.2 equiv of catalyst was used in 0.1 M of nitrosobenzene solution. a: Isolated yields. b: Ee and dr determined by HPLC employing a Daicel Chiracel AS-H column. c: 2 equiv of PTC added, PTC) tetraethylammonium bromide.

FIG. 14 illustrates identified optimized conditions for the tandem aminoxylation/aza-Michael reaction. Conditions: nitrosobenzene (0.1 mmol) was added to the solution of aldehyde and catalyst in 1 mL of CH₃CN at −78° C., then stirred at various temperatures. a: Equiv is mol ratio of aldehyde/nitrosobenzene. b: Catalyst loading=proline/nitrobenzene. c: Isolated yields. d: Ee and dr determined by HPLC employing a Daicel Chiracel AS-H column. e: Reduction in situ was performed to provide the corresponding alcohol. Dr was determined by ¹H NMR.

FIG. 15 depicts the synthesis of hydrazine derivative 50i, to analyse the stereochemistry of the tandem aminoxylation/aza-Michael reaction.

FIG. 16 depicts an analysis of the reaction scope of the tandem aminoxylation/Aza-Michael Addition based on an aldehyde 21a with a dicarboxyl moiety. Conditions: Nitrosobenzene (0.1 mmol) and L-proline (0.01 mmol) were added to the solution of aldehyde (0.3 mmol) in 1 mL of CH₃CN at −78° C., then stirred at −20° C.: Isolated yields. b: Ee and dr determined by HPLC employing a Daicel Chiracel AS-H or AD-H column (see the Examples below).

FIG. 17 depicts the X-ray crystal structure of 50i.

FIG. 18 depicts an HPLC spectrum of obtained compound 9a (A) in comparison to a racemic mixture thereof (B).

FIG. 19A depicts the transition state for N—H adding to the C═C bond in the course of the reaction in the gas phase, and FIG. 19B the transition state for N—H adding to the C═C bond in CH₃CN solution.

FIG. 20 depicts a HPLC spectrum of a racemic mixture of compound 33a (A) in comparison to the obtained product 33a (B).

FIG. 21 depicts a HPLC spectrum of a racemic mixture of compound 33c (A) in comparison to the obtained product 33c (B).

FIG. 22 depicts a HPLC spectrum of a racemic mixture of compound 33d (A) in comparison to the obtained product 33d (B).

FIG. 23 depicts a HPLC spectrum of a racemic mixture of compound 33e (A) in comparison to the obtained product 33e (B).

FIG. 24 depicts a HPLC spectrum of a racemic mixture of compound 33f (A) in comparison to the obtained product 33f (B).

FIG. 25 depicts a HPLC spectrum of a racemic mixture of compound 33g (A) in comparison to the obtained product 33g (B).

FIG. 26 depicts a HPLC spectrum of a racemic mixture of compound 33h (A) in comparison to the obtained product 33h (B).

FIG. 27 depicts a ¹H NMR spectrum of compound 33j.

FIG. 28 depicts a ¹³C NMR spectrum of compound 33j.

FIG. 29 depicts a HPLC spectrum of a racemic mixture of compound 33j (A) in comparison to the obtained product 33j (B).

FIG. 30 depicts a HPLC spectrum of a racemic mixture of compound 33k (A) in comparison to the obtained product 33k (B).

FIG. 31 depicts a HPLC spectrum of a racemic mixture of compound 33l (A) in comparison to the obtained product 33l (B).

FIG. 32 depicts a HPLC spectrum of a mixture of compound 33m (A) in comparison to the obtained product 33m (B).

FIG. 33 depicts a HPLC spectrum of a mixture of compound 33n (A) in comparison to the obtained product 33n (B).

FIG. 34 depicts a HPLC spectrum of a mixture of compound 33o (A) in comparison to the obtained product 33o (B).

FIG. 35 depicts a HPLC spectrum of a mixture of compound 33p (A) in comparison to the obtained product 33p (B).

FIG. 36 depicts a HPLC spectrum of a mixture of compound 33q (A) in comparison to the obtained product 33q (B).

FIG. 37 a representation of the crystal data of compound 33d (deposition number: CCDC 670447)

FIG. 38 depicts an HPLC spectrum of a racemic mixture of compound 23a.

FIG. 39 depicts an HPLC spectrum of obtained compound 23a.

FIG. 40 depicts an HPLC spectrum of a racemic mixture of compound 23b.

FIG. 41 depicts an HPLC spectrum of obtained compound 23b.

DETAILED DESCRIPTION OF THE INVENTION

The invention provides a process that involves forming a 2-aminoxy carbonyl compound. A 2-aminoxy carbonyl compound is typically rather labile and will therefore generally within weeks, days, hours or minutes—depending on the temperature and other conditions under which it is stored—be further processed in organic synthesis. Nevertheless, if suitable inert conditions are maintained, a 2-aminoxy carbonyl compound can be stored for extended periods of time. A simple further processing step often referred to in the following is the conversion to the corresponding 2-aminoxy alcohol. Using the process of the invention this conversion can be conveniently carried out in situ.

The 2-aminoxy carbonyl compound is of one of the general formulae (3) and (4):

Whether a 2-aminoxy carbonyl compound of formula (3) or of formula (4) is obtained, is determined by the catalyst used (see below). The 2-aminoxy alcohol is of one of the general formulae (9) and (29):

In formulae (3), (4), (9) and (29) R¹ is one of an aliphatic group, an alicyclic group, an aromatic group, an arylaliphatic group and an arylalicyclic group.

The term “aliphatic” means, unless otherwise stated, a straight or branched hydrocarbon chain, which may be saturated or mono- or poly-unsaturated and include heteroatoms. The term “heteroatom” as used herein means an atom of any element other than carbon or hydrogen. An unsaturated aliphatic group contains one or more double and/or triple bonds (alkenyl or alkinyl moieties). The branches of the hydrocarbon chain may include linear chains as well as non-aromatic cyclic elements. The hydrocarbon chain, which may, unless otherwise stated, be of any length, and contain any number of branches. Typically, the hydrocarbon (main) chain includes 1 to 5, to 10, to 15 or to 20 carbon atoms. Examples of alkenyl radicals are straight-chain or branched hydrocarbon radicals which contain one or more double bonds. Alkenyl radicals generally contain about two to about twenty carbon atoms and one or more, for instance two, double bonds, such as about two to about ten carbon atoms, and one double bond. Alkynyl radicals normally contain about two to about twenty carbon atoms and one or more, for example two, triple bonds, such as two to ten carbon atoms, and one triple bond. Examples of alkynyl radicals are straight-chain or branched hydrocarbon radicals which contain one or more triple bonds. Examples of alkyl groups are methyl, ethyl, propyl, butyl, pentyl, hexyl, heptyl, octyl, nonyl, decyl, the n isomers of these radicals, isopropyl, isobutyl, isopentyl, sec-butyl, tert-butyl, neopentyl, 3,3 dimethylbutyl. Both the main chain as well as the branches may furthermore contain heteroatoms as for instance N, O, S, Se or Si or carbon atoms may be replaced by these heteroatoms.

The term “alicyclic” may also be referred to as “cycloaliphatic” and means, unless stated otherwise, a non-aromatic cyclic moiety (e.g. hydrocarbon moiety), which may be saturated or mono- or poly-unsaturated. The cyclic hydrocarbon moiety may also include fused cyclic ring systems such as decalin and may also be substituted with non-aromatic cyclic as well as chain elements. The main chain of the cyclic hydrocarbon moiety may, unless otherwise stated, be of any length and contain any number of non-aromatic cyclic and chain elements. Typically, the hydrocarbon (main) chain includes 3, 4, 5, 6, 7 or 8 main chain atoms in one cycle. Examples of such moieties include, but are not limited to, cyclopentyl, cyclohexyl, cycloheptyl, or cyclooctyl. Both the cyclic hydrocarbon moiety and, if present, any cyclic and chain substituents may furthermore contain heteroatoms, as for instance N, O, S, Se or Si, or a carbon atom may be replaced by these heteroatoms. The term “alicyclic” also includes cycloalkenyl moieties that are unsaturated cyclic hydrocarbons, which generally contain about three to about eight ring carbon atoms, for example five or six ring carbon atoms. Cycloalkenyl radicals typically have a double bond in the respective ring system. Cycloalkenyl radicals may in turn be substituted. Examples of such moieties include, but are not limited to, cyclohexenyl, cyclooctenyl or cyclodecenyl.

In contrast thereto, the terms “aromatic” and “aryl” mean an at least essentially planar cyclic hydrocarbon moiety of conjugated double bonds, which may be a single ring or include multiple condensed (fused) or covalently linked rings, for example, 2, 3 or 4 fused rings. The term aromatic also includes alkylaryl. Typically, the hydrocarbon (main) chain includes 5, 6, 7 or 8 main chain atoms in one cycle. Examples of such moieties include, but are not limited to, cyclopentadienyl, phenyl, napthalenyl-, [10]annulenyl-(1,3,5,7,9-cyclodecapentaenyl-), [12]annulenyl-, [8]annulenyl-, phenalene (perinaphthene), 1,9-dihydropyrene, chrysene (1,2-benzophenanthrene). An example of an alkylaryl moiety is benzyl. The main chain of the cyclic hydrocarbon moiety may, unless otherwise stated, be of any length and contain any number of heteroatoms, as for instance N, O and S. Such a heteroaromatic moiety may for example be a 5- to 7-membered unsaturated heterocycle which has one or more heteroatoms from the series O, N, S. Examples of such heteroaromatic moieties (which are known to the person skilled in the art) include, but are not limited to, furanyl-, thiophenyl-, naphtyl-, naphthofuranyl-, anthrathiophenyl-, pyridinyl-, pyrrolyl-, quinolinyl, naphthoquinolinyl-, quinoxalinyl-, indolyl-, benzindolyl-, imidazolyl-, oxazolyl-, oxoninyl-, oxepinyl-, benzoxepinyl-, azepinyl-, thiepinyl-, selenepinyl-, thioninyl-, azecinyl-, (azacyclodecapentaenyl-), diazecinyl-, azacyclododeca-1,3,5,7,9,11-hexaene-5,9-diyl-, azozinyl-, diazocinyl-, benzazocinyl-, azecinyl-, azaundecinyl-, thia[11]annulenyl-, oxacyclotrideca-2,4,6,8,10,12-hexaenyl- or triazaanthracenyl-moieties.

The term “arylaliphatic” means a hydrocarbon moiety, in which one or more aromatic moieties are substituted with one or more aliphatic groups. Thus the term “arylaliphatic” also includes hydrocarbon moieties, in which two or more aryl groups are connected via one or more aliphatic chain or chains of any length, for instance a methylene group. Typically, the hydrocarbon (main) chain includes 5, 6, 7 or 8 main chain atoms in each ring of the aromatic moiety. Examples of arylaliphatic moieties such as alkylaryl moieties include, but are not limited, to 1-ethyl-naphthalene, 1,1′-methylenebis-benzene, 9-isopropylanthracene, 1,2,3-trimethyl-benzene, 4-phenyl-2-buten-1-ol, 7-chloro-3-(1-methylethyl)-quinoline, 3-heptyl-furan, 6-[2-(2,5-diethyl-phenyl)ethyl]-4-ethyl-quinazoline or, 7,8-dibutyl-5,6-diethyl-isoquinoline.

The term “arylalicyclic” means a hydrocarbon moiety in which an alicyclic moiety is substituted with one or more aryl group. Three illustrative example of an arylalicyclic moiety are “phenylcyclohexyl”, “phenylcyclopentyl” or “naphthylcyclohexyl”. In typical embodiments an arylalicyclic moiety has a main chain of more than about 10 carbon atoms. In some embodiments an arylalicyclic moiety has a main chain of up to about 30 carbon atoms.

Each of the terms “aliphatic”, “alicyclic”, “aromatic”, “arylaliphatic” and “arylalicyclic” as used herein is meant to include both substituted and unsubstituted forms of the respective moiety. Substituents my be any functional group, as for example, but not limited to, amino, amido, azido, carbonyl, carboxyl, cyano, isocyano, dithiane, halogen, hydroxyl, nitro, organometal, organoboron, seleno, silyl, silano, sulfonyl, thio, thiocyano, trifluoromethyl sulfonyl, p-toluenesulfonyl, bromobenzenesulfonyl, nitrobenzenesulfonyl, and methanesulfonyl.

In formulae (3), (4), (9) and (29) R² is one of hydrogen, an aliphatic group and an alicyclic group. The aliphatic and alicyclic groups of R¹ and R² may have a main chain of about 1 to about 30 carbon atoms, such as 2 to about 30 carbon atoms or 2 to about 25 carbon atoms, including about 1 to about 20 carbon atoms, about 2 to about 20 carbon atoms, about 3 to about 20 carbon atoms, about 1 to about 15 carbon atoms, about 2 to about 15 carbon atoms, about 1 to about 10 carbon atoms, about 2 to about 10 carbon atoms or about 1 to about 10 carbon atoms, such as 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19 or 20 carbon atoms. The respective aliphatic, alicyclic, aromatic or arylaliphatic moiety of R¹, R² or R³ may have 0 to about 5 heteroatoms, such as 0 to about 4 or 0 to about 3, e.g. 0, 1, 2, 3, 4 or 5 heteroatoms. A respective heteroatom may be independently selected one of N, O, S, Se and Si.

R³ in formulae (3), (4), (9) and (29) is one of hydrogen, hydrogen, halogen (e.g. F, Cl, Br or I), hydroxyl and an aliphatic group. Where R³ is an aliphatic group it has a main chain of 1 to about 10 carbon atoms, such as 1 to about 8 carbon atoms, 2 to about 10 carbon atoms, 3 to about 10 carbon atoms or 1 to about 5 carbon atoms, e.g. 1, 2, 3, 4, 5, 6, 7, 8, 9 or 10 carbon atoms. Further, such an aliphatic or alicyclic group may have 0, 1, 2 or 3 heteroatoms independently selected from the group consisting of N, O, S, Se and Si

R³ in formulae (3), (4), (9) and (29) may be bonded to any position of the aromatic ring relative to the nitrogen atom, e.g. in ortho, meta or para position. The same applies to R³ in aromatic rings of other compounds named herein, such as formulae (2), (4), (13), (14), (15), (25) or (33).

In the present process of the invention a contacting a carbonyl compound of Formula (1) is provided:

In formula (1) R¹ and R² are independently selected moieties as defined above.

Further, a nitroso compound of Formula (2) is provided:

In formula (2) R³ is as defined above. Further, a chiral catalyst is provided. The chiral catalyst is in some embodiments a compound of Formula (IX)

R⁴ in formula (IX) may be a carboxyl group or the moiety

Y in formula (IX) is one of CHOH, O, S, Se, CH₂, CHOH, CHSH and CHSeH. Accordingly, a catalyst of formula (IX) may for example be one of the following compounds:

The chiral catalyst is in some embodiments a compound of Formula (V)

R⁴ in formula (V), R⁵ in formula (VI) and Y in formula (V) are as defined above (see for formulae (IX) and (X)). In embodiments where a catalyst of Formula (IX) is employed, a product of formula (3) is obtained. In embodiments where a catalyst of Formula (V) is employed, a product of formula (4) is obtained.

The reaction of the carbonyl compound of Formula (1) and the nitroso compound of Formula (2) is allowed to start by contacting these two compounds in the presence of the chiral catalyst of Formula (IX) or of Formula (V). Hence the reaction generally starts once all the three compounds are brought in contact with each other. A reaction mixture may be formed upon contacting the carbonyl compound of Formula (1) and the nitroso compound of Formula (2) in the presence of the chiral catalyst of Formulae (V) or (IX). The reaction mixture may be formed at any temperature at which the three compounds, i.e. the two reactants of formulae (1) and (2) and the catalyst are at least essentially stable enough to undergo an aminoxylation reaction. The present process of the invention is carried out in an aqueous solution. Accordingly the reaction mixture is typically formed at a temperature from about 0° C. to about 100° C., including from about 0° C. to about 80° C., from about 10° C. to about 80° C., from about 20° C. to about 80° C., from about 30° C. to about 80° C., from about 20° C. to about 50° C., from about 30° C. to about 50° C. or from about 5° C. to about 30° C., such as ambient temperature, e.g. about 18° C. The carbonyl compound of Formula (1) and the nitroso compound of Formula (2) are allowed to react in the reaction mixture at a temperature from about 5° C. to about 100° C., such as from about 10° C. to about 80° C., from about 20° C. to about 80° C., from about 20° C. to about 60° C., from about 30° C. to about 60° C., from about 20° C. to about 40° C., from about 10° C. to about 30° C. or from about 10° C. to about 25° C., including at or below about ambient temperature, e.g. at or below about 18° C.

The carbonyl compound of Formula (1) and the nitroso compound of Formula (2) are allowed to react in the reaction mixture for a period of time sufficient to allow the formation of a product of Formula (3) or of formula (4), respectively. In some embodiments the occurrence of the respective product is monitored using a suitable spectrometric and/or chromatographic technique. In some embodiments the reaction is allowed to proceed for a predetermined period of time. Such a predetermined period of time may for instance be based on optimization experiments carried out in advance. In some embodiments the carbonyl compound of Formula (1) and the nitroso compound of Formula (2) are allowed to react for a period of time selected in the range from about 10 minutes to about 48 hours, such as from about 15 minutes to about 24 hours, from about 15 minutes to about 16 hours or from about 15 minutes to about 12 hours, such as e.g. about 1, about 2, about 3, about 4, about 5, or about 6 hours.

The present process is carried out in the presence of a phase transfer catalyst. Examples of a suitable phase transfer catalyst include, but are not limited to, a quaternary ammonium salt, a quaternary phosphonium salt, a polyethylene glycol and a crown ether. Examples of a quaternary ammonium salt include, but are not limited to, tetra-n-butylammonium bromide, methyltrioctylammonium chloride, benzyltributylammonium bromide, benzyltributylammonium chloride, benzyltributylammonium iodide, benzyltriethylammonium iodide, benzyl-trimethylammonium bromide, benzyltripropylammonium chloride, (2-bromoethyl)trimethylammonium bromide, 2-chloroethyl)trimethylammonium chloride, (3-bromopropyl)trimethylammonium bromide, (2-aminoethyl)trimethylammonium chloride, (3-carboxypropyl)trimethylammonium chloride, (3-chloro-2-hydroxypropyl)trimethylammonium chloride, (4-nitrobenzyl)-trimethylammonium chloride, (5-bromopentyl)trimethylammonium bromide, (vinylbenzyl)trimethylammonium chloride, acetylcholine chloride, acetylcholine iodide, benzalkonium chloride, benzyldimethyl(2-hydroxyethyl)ammonium chloride, Benzethonium chloride, Betaine hydrochloride, Carbamoylcholine chloride, benzyldimethyloctylammonium chloride, benzyldimethyldecylammonium chloride, benzyldimethyldodecylammonium chloride, benzyldimethylhexadecylammonium chloride, benzyldimethylstearylammonium chloride, benzyldodecyldimethylammonium bromide, bis(triphenylphosphoranylidene)ammonium chloride, Cetyltrimethylammonium chloride, Cetyltrimethylammonium hydrogensulfate, Domiphen bromide, Choline chloride, diallyldimethylammonium chloride, didecyldimethylammonium bromide, didodecyldimethylammonium bromide, dihexadecyldimethylammonium bromide, dimethyldioctadecylammonium bromide, dimethyloctadecyl[3-(trimethoxysilyl)propyl]ammonium chloride, methyltrioctadecylammonium bromide, methyltrioctylammonium iodide, tetradodecylammonium chloride, tetrabutylammonium acetate, tetramethylammonium acetate, tetrabutylammonium benzoate, tetraethylammonium trifluoroacetate, tetrabutylammonium difluorotriphenylsilicate, tetrabutylammonium fluorosulfate, tetrabutylammonium methanesulfonate, tetrabutylammonium nonafluorobutanesulfonate, tetrabutylammonium nitrite, tetramethylammonium hydrogenphthalate, tetraoctylammonium hydrogen sulphate, 1,1-dimethyl-4-phenylpiperazinium iodide, 1,1′-dibenzyl-4,4′-bipyridinium dichloride, 1,2,3-trimethylimidazolium methyl sulphate, 1,3-didecyl-2-methylimidazolium chloride, 3-(2-hydroxyethyl)thiazolium bromide, 3-benzyl-5-(2-hydroxyethyl)-4-methylthiazolium chloride, 5-(2-Hydroxyethyl)-3,4-dimethylthiazolium iodide or Dequalinium chloride. Examples of a quaternary phosphonium salt include, but are not limited to, tetrabutylphosphonium bromide, tetrabutylphosphonium chloride, tetraoctylphosphonium bromide, tetraphenylphosphonium bromide, tetrabutylphosphonium hexafluorophosphate, tetrabutylphosphonium methanesulfonate, tetraethylphosphonium bromide, tetraethylphosphonium tetrafluoroborate, tributyl-tetradecylphosphonium chloride, tributylhexadecylphosphonium bromide, trihexyltetradecylphosphonium bromide, 1,12-dodecanediylbis(tributylphosphonium)dibromide, benzyltriphenylphosphonium chloride, bis[tetrakis(hydroxymethyl)phosphonium]sulphate, butyltriphenylphosphonium bromide, dimethyldiphenylphosphonium iodide, methyltriphenoxyphosphonium iodide, ethyltriphenylphosphonium bromide, trimethylphenylphosphonium iodide and tetrakis[tris(dimethylamino)phosphoranylidenamino]phosphonium chloride.

As already mentioned, the present reaction of the present process of the invention is carried out in an aqueous solution. So far α-aminoxylation is usually carried out in organic solvents such as acetonitrile (Y. Hayashi, et al., Tetrahedron Lett. (2003) 44, 8293; A. Córdova, et al., Chem. Eur. J. (2004) 10, 3673), chloroform (S. P. Brown, et al., J. Am. Chem. Soc. (2003) 125, 10808), dichloromethane (D. B. Ramachary & I. C. F. Barbas, Org. Lett. (2005) 7, 1577), dimethylformamide (S.-G. Kim & T.-H. Park, Tetrahedron Lett. (2006) 47, 9067) and dimethylsulfoxide (G. Zhong, Angew. Chem., Int. Ed. (2003) 42, 4247; M. Lu, et al., Angew. Chem., Int. Ed., (2008) 47, 10187; D. Zhu, et al., Org. Lett. (2008) 10, 4585; G. Zhong & Y. Yu, Org. Lett. (2004) 6, 1637; G. Zhong, Chem. Commun. (2004) 606; X. Zhu, et al., J. Mol. Biol. (2004) 343, 1269; B. Tan, et al., Org. Lett. (2008) 10, 2437; B. Tan, et al., Org. Lett. (2008) 10, 3425; S. K. David, et al., Chem. Commun. (2006) 3211; H. Sunden, et al., Tetrahedron Lett. (2005) 46, 3385; W. Wang, et al., Tetrahedron Lett. (2004) 45, 7235). The use of such solvents contributes to the organic waste, whereas the process of the invention provides a more environmentally friendly protocol. Water, no doubt, is the most inexpensive and environmentally benign solvent. Further advantages that accompany the use of water as a solvent are an acceleration of reaction rates and enhancement of reaction selectivities; elimination of tedious protection-deprotection processes for certain acidic-hydrogen containing functional groups and the recycling of water-soluble catalysts after separation from water-insoluble organic products.

As explained above, the obtained carbonyl compound of formula (3) or of formula (4) may be further reduced to the corresponding 2-aminoxy alcohol of formula (9) or of formula (29), respectively, for example as disclosed by Zhong (Angew. Chem. Int. Ed (2003) 42, 4247-4250). Catalytic hydrogenation using a suitable catalyst such as Adam's catalyst may be used to cleave the O—N bond of the aminoxy compound (9) or (29), thereby yielding a diol of formula (8) or (38), respectively (ibid.)

In a further aspect of the invention a process is provided, in which a 1,2-oxazine compound of Formula (13) is formed.

In the 1,2-oxazine compound of Formula (13) R² and R³ are as defined above (see formulae (3), (4), (9) and (29)). R⁸ is one of hydrogen, NO₂, CN, C(O)R⁴⁰, COOR⁴⁰, and CONR⁴⁰R⁴¹, an aliphatic group, an alicyclic group, an aromatic group, an arylaliphatic group and an arylalicyclic group. Where R⁸ is an aliphatic, an alicyclic, an aromatic, an arylaliphatic or an arylalicyclic group it may include 0, 1, 2 or about 3 heteroatoms. Such a heteroatom may be independently selected from the group consisting of N, O, S, Se and Si. A respective aliphatic, alicyclic, aromatic, arylaliphatic or arylalicyclic group may have 1 to about 20 carbon atoms, about 2 to about 20 carbon atoms, about 3 to about 20 carbon atoms, about 1 to about 15 carbon atoms, about 2 to about 15 carbon atoms, about 1 to about 10 carbon atoms, about 2 to about 10 carbon atoms or about 1 to about 10 carbon atoms, such as 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19 or 20 carbon atoms.

Where R⁸ is C(O)R⁴⁰, COOR⁴⁰, or CONR⁴⁰R⁴¹ the moieties R⁴⁰ and R⁴¹ are independent from one another one of hydrogen, an aliphatic group, an alicyclic group, an aromatic group, an arylaliphatic group and an arylalicyclic group. A respective aliphatic, alicyclic, aromatic, arylaliphatic or arylalicyclic group may have 1 to about 20 carbon atoms, about 2 to about 20 carbon atoms, about 3 to about 20 carbon atoms, about 1 to about 15 carbon atoms, about 2 to about 15 carbon atoms, about 1 to about 10 carbon atoms, about 2 to about 10 carbon atoms or about 1 to about 10 carbon atoms, such as 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19 or 20 carbon atoms. Further, such an aliphatic, alicyclic, aromatic, arylaliphatic or arylalicyclic group may have 0, 1, 2 or 3 heteroatoms independently selected from the group consisting of N, O, S, Se and Si.

Z in Formula (13) is one of NO₂, CN, C(O)R⁴², COOR⁴², and CONR⁴²R⁴³. The moieties R⁴² and R⁴³ are independent from one another one of hydrogen, an aliphatic group, an alicyclic group, an aromatic group, an arylaliphatic group and an arylalicyclic group. A respective aliphatic, alicyclic, aromatic, arylaliphatic or arylalicyclic group may have 1 to about 20 carbon atoms, about 2 to about 20 carbon atoms, about 3 to about 20 carbon atoms, about 1 to about 15 carbon atoms, about 2 to about 15 carbon atoms, about 1 to about 10 carbon atoms, about 2 to about 10 carbon atoms or about 1 to about 10 carbon atoms, such as 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19 or 20 carbon atoms. Further, such an aliphatic, alicyclic, aromatic, arylaliphatic or arylalicyclic group may have 0, 1, 2 or 3 heteroatoms independently selected from the group consisting of N, O, S, Se and Si.

The process of forming a 1,2-oxazine compound of Formula (13) includes providing a carbonyl compound of Formula (11):

In Formula (11) R² and R⁸ are as defined above. The process further includes providing a nitroso compound of Formula (2), as defined above. Further, a chiral catalyst is provided. The chiral catalyst is a compound of Formula (IX) or of Formula (X), as already defined above. The reaction of the carbonyl compound of Formula (11) and the nitroso compound of Formula (2) is allowed to start by contacting these two compounds in the presence of the chiral catalyst of Formula (IX) or of Formula (X). Hence the reaction generally starts once all the three compounds are brought in contact with each other. The carbonyl compound of Formula (11) is contacted with a nitroso compound of Formula (2) in the presence of the chiral catalyst of Formula (IX) or of Formula (X). Thereby a reaction mixture is formed. The reaction mixture may be formed at any temperature at which the three compounds, i.e. the two reactants of formulae (11) and (2) and the catalyst are at least essentially stable enough to undergo an aminoxylation reaction. The reaction mixture may for instance be formed at a temperature from about −180° C. to about 200° C., including from about −120° C. to about 200° C., from about −80° C. to about 200° C., from about −180° C. to about 150° C., from about −120° C. to about 160° C., from about −80° C. to about 140° C., from about −80° C. to about 100° C., from about −80° C. to about 60° C. or from about −80° C. to about 30° C., such as at about −70° C., at about −20° C., at about 0° C. or at ambient temperature, e.g. about 18° C.

The reaction of the present process of the invention is generally carried out in the liquid phase. Any solvent may be used, as long as the compounds used dissolve therein sufficiently. Solvents used may be polar or non-polar liquids, including aprotic non-polar liquids. Examples of non-polar liquids include, but are not limited to mineral oil, hexane, heptane, cyclohexane, benzene, toluene, dichloromethane, chloroform, carbon tetrachloride, carbon disulfide, dioxane, diethyl ether, diisopropylether, methyl propyl ketone, methyl isoamyl ketone, methyl isobutyl ketone, cyclohexanone, isobutyl isobutyrate, ethylene glycol diacetate, and a non-polar ionic liquid. Examples of a non-polar ionic liquid include, but are not limited to, 1-ethyl-3-methylimidazolium bis[(trifluoromethyl)sulfonyl]amide bis(triflyl)amide, 1-ethyl-3-methylimidazolium bis[(trifluoromethyl)sulfonyl]amide trifluoroacetate, 1-butyl-3-methylimidazolium hexafluorophosphate, 1-hexyl-3-methylimidazolium bis(trifluoromethylsulfonyl)imide, 1-butyl-3-methylimidazolium bis(trifluoromethylsulfonyl)imide, trihexyl(tetradecyl)phosphonium bis[oxalate(2-)]borate, 1-hexyl-3-methyl imidazolium tris(pentafluoroethyl)trifluorophosphate, 1-butyl-3-methyl-imidazolium hexafluorophosphate, tris(pentafluoroethyl)trifluorophosphate, trihexyl(tetradecyl)phosphonium, N″-ethyl-N,N,N′,N′-tetramethylguanidinium, 1-butyl-1-methylpyrroledinium tris(pentafluoroethyl)trifluorophosphate, 1-butyl-1-methylpyrrolidinium bis(trifluoromethylsulfonyl)imide, 1-butyl-3-methyl imidazolium hexafluorophosphate, 1-ethyl-3-methylimidazolium bis(trifluoromethylsulfonyl)imide and 1-n-butyl-3-methylimidazolium. Exemplary aprotic non-polar liquids include hexane, heptane, cyclohexane, benzene, toluene, pyridine, dichloromethane, chloroform, carbon tetrachloride, carbon disulfide, dioxane, diethyl ether, diisopropylether, ethylene glycol monobutyl ether and tetrahydrofuran.

Examples of a polar solvent include, but are not limited to, dioxane, diethyl ether, diisopropylether, ethylene glycol monobutyl ether, tetrahydrofuran, methyl propyl ketone, methyl isoamyl ketone, methyl isobutyl ketone, cyclohexanone, isobutyl isobutyrate, ethylene glycol diacetate, and a polar ionic liquid. Examples of a polar ionic liquid include, but are not limited to, 1-ethyl-3-methylimidazolium tetrafluoroborate, N-butyl-4-methylpyridinium tetrafluoroborate, 1,3-dialkylimidazolium-tetrafluoroborate, 1,3-dialkylimidazolium-hexafluoroborate, 1-ethyl-3-methylimidazolium bis(pentafluoroethyl)phosphinate, 1-butyl-3-methylimidazolium tetrakis(3,5-bis(trifluoromethylphenyl)borate, tetrabutyl-ammonium bis(trifluoromethyl)imide, ethyl-3-methylimidazolium trifluoromethanesulfonate, 1-butyl-3-methylimidazolium methylsulfate, 1-n-butyl-3-methylimidazolium ([bmim])octylsulfate, and 1-n-butyl-3-methylimidazolium tetrafluoroborate.

A polar protic solvent that may be used can be a solvent that has, for example, a hydrogen atom bound to an oxygen atom as in a hydroxyl group or a nitrogen as in an amine group. More generally, any molecular solvent which contains dissociable H⁺, such as hydrogen fluoride, is called a protic solvent. The molecules of such solvents can donate an H⁺ (proton). The examples of polar solvents named above with the exception of ionic liquids are aprotic solvents. In some embodiments the solvent used in the reaction of the present process of the invention is an aprotic polar liquid. In some embodiments the solvent used is a polar protic solvent. Examples of polar protic solvents include, but are not limited to, water, an alcohol or a carboxylic acid. Examples of an alcohol include, but are not limited to, methanol, ethanol, 1,2-ethanediol (ethylene glycol), 1,3-propanediol (β-propylene glycol), 1,2-propanediol, n-propanol, iso-propanol, n-butanol, iso-butanol, tert-butanol, 2-butanol, 2,3-butanediol (dimethylethylene glycol), 2-methyl-1,3-propanediol, 1-pentanol (amyl alcohol), 2-pentanol, 2-methyl-3-butanol, 3-methyl-1-butanol (iso-pentanol), 3-pentanol (sec-amyl alcohol), 2,4-pentanediol (2,4-amylene glycol), 4-methyl-1,7-heptanediol, 1,9-nonanediol, cyclohexanol, propoxymethanol and 2-ethoxyethanol (ethylene glycol ethyl ether). As four illustrative examples of a carboxylic acid may serve acetic acid, propionic acid, valeric acid and caproic acid. In one embodiment of the present invention water may be used. Various protic ionic liquids may be tested for their suitability as a solvent for carrying out a method of the invention. Protic ionic liquids are formed through the combination of a Brønsted acid and Brønsted base (see Greaves, T. L., & Drummond, C. J., Chem. Rev. (2008) 108, 206-237).

The carbonyl compound of Formula (11) and the nitroso compound of Formula (2) may be allowed to react in the reaction mixture at any desired temperature, including at a temperature from about −200° C. to about 200° C., depending on the boiling point of the solvent selected. The reaction may for example be allowed to proceed at a temperature in the range from about −120° C. to about 180° C., from about −100° C. to about 180° C., from about −80° C. to about 200° C., from about −80° C. to about 170° C., from about −80° C. to about 120° C. or from about −80° C. to about 100° C., such as at about −70° C., at about −20° C., at about −10° C. or at about 0° C., including at or below about ambient temperature, e.g. at or below about 18° C. or at or below 25° C.

By allowing the carbonyl compound of Formula (1) and the nitroso compound of Formula (2) to react in the reaction mixture, the formation of the 1,2-oxazine compound of Formula (13) is allowed to occur. In some embodiments the occurrence of the respective product is monitored using a suitable spectrometric and/or chromatographic technique. In some embodiments the reaction is allowed to proceed for a predetermined period of time. Such a predetermined period of time may for instance be based on optimization experiments carried out in advance. In some embodiments the carbonyl compound of Formula (11) and the nitroso compound of Formula (2) are allowed to react for a period of time selected in the range from about 10 minutes to about 48 hours, such as from about 15 minutes to about 48 hours, from about 15 minutes to about 24 hours, from about 15 minutes to about 16 hours or from about 15 minutes to about 12 hours, such as e.g. about 1, about 2, about 3, about 4, about 5, or about 6 hours.

The reaction of the present process of the invention provides a direct tandem α-aminoxylation/aza-Michael reaction of carbonyl compounds such as aldehydes. The reaction is highly diastereo- and enantioselective. In some embodiments it bears a remote enemalonate as Michael acceptor at the 8-position for the synthesis of functionalized tetrahydro-1,2-oxazines (THOs), among which both C—O and C—N bonds can be formed in excellent stereoselectivity. On a general basis this process provides a useful tool in synthesis strategy as illustrated by an exemplary use of an aldehyde with an 1,3-dicarboxyl moiety, nitrosobenzene and L-proline as the catalyst, in the following general illustration:

As illustrated in FIG. 7B, on a general basis the structure of a tetrahydro-1,2-oxazine could for instance be assembled by using two reactions to form both the C—O and C—N bonds. For example, a potential route could be the α-aminoxylation of alkenal (9) with nitrosobenzene (2a) and subsequent nucleophilic attack of the in situ generated amine on Michael acceptor (LI). As can be taken from the various possible reaction routes and the various stereochemical possibilities, the reaction of the process of the invention surprisingly proceeds in a highly controlled manner. Without being bound by theory it is believed that aza-Michael addition and protonation take place in a concerted manner by a preferred transition state.

In order that the invention may be readily understood and put into practical effect, particular embodiments will now be described by way of the following non-limiting examples.

EXEMPLARY EMBODIMENTS OF THE INVENTION Example 1 α-Aminoxylation of Aldehydes

To probe the feasibility of the α-aminoxylation of aldehydes in aqueous media and phase-transfer catalyst, we first performed α-aminoxylation of propanal to nitrosobenzene in the presence of L-proline IXa, tetrabutylammonium bromide and water at 0° C. and then warmed to room temperature. To our disappointment, the yield obtained in this initial reaction was rather low, despite the high enantioselectivity achieved. This prompted us to screen more catalysts IXb-IXd, Xa and XL (FIG. 4, entries 2-6). Among all the catalysts investigated, only L-thiaproline IXd gave a higher yield than IXa. Although IXd took a longer reaction time and gave a slightly lower enantioselectivity than IXa, we believed that higher enantioselectivity could be achieved with the optimization of reaction conditions. This is the first instance where L-thiaproline IXd was used as a catalyst in α-aminoxylation. The use of IXd will potentially reduce much hassle for stereoselective reactions as it is commercially available.

For the optimisation of reaction condition, we first investigated the effect of catalyst loading on the reaction (FIG. 5, entries 1-3). Highest yield and enantioselectivity were obtained when 20 mol % of catalyst was used. The results of the reaction did not improve when neat condition was used (FIG. 5, entry 4). Screenings of various organic solvents revealed that chloroform and dimethyl sulfoxide, preferred solvents for many α-aminoxylation reactions, were not the best solvents when VI was employed as catalyst (FIG. 5, entries 5-6). Although acetonitrile gave comparable enantioselectivity, its lower yield and longer reaction time made water the preferred choice of solvent for this reaction (FIG. 5, entry 7). We discovered that 0.10 mL of water is the optimum amount of water added to the system to attain the highest yield and enantioselectivity achievable (FIG. 5, entries 8-10). Both the yield and enantioselectivity dropped when the amount of phase transfer catalyst was reduced (FIG. 5, entries 11-12). Similar trend was also observed with decreasing amounts of propanal (FIG. 5, entries 13-14).

With optimal reaction conditions established, we probed the scope of the reaction for a variety of aldehydes. The results are summarized in FIG. 6. In the cases investigated, the α-aminoxy alcohols were obtained in good to high yields (74-88%) and excellent enantioselectivies (93->99%). The L-thiaproline α-aminoxylation reaction between nitrosobenzene and propanal was completed in 2 h with good yield (84%) and excellent enantioselectivity (96%) (FIG. 6, entry 1). Not only propanal, but linear chain aldehydes such as n-butanal, n-pentanal and n-hexanal react with nitrosobenzene, affording α-aminoxy alcohols in good yield with excellent enantioselectivities (FIG. 6, entries 2-4). Branched aldehydes such as 3-methylbutanal are also suitable substrates as it was also successfully converted to the □-aminoxy alcohols in good yield with excellent enantioselectivity (FIG. 6, entry 5). Aldehydes containing an aromatic moiety such as phenylacetaldehyde and 3-phenylpropanal were successfully employed in this reaction (FIG. 6, entries 6 and 7). It is interesting to note that the reaction time for phenylacetylaldehyde was significantly reduced. This may be due to the activating effect of the benzene ring on the α-position of the phenylacetylaldehyde. The introduction of a terminal double bond on the aldehyde does not drastically affect the yield and enantioselevitvity of the reaction (FIG. 6, entry 8). The reaction also proceeded smoothly with protective groups such as benzyl ethers and tert-butoxycarbonyl carbamates to afford the □-aminoxy alcohols in good yield with excellent enantioselectivities (FIG. 6, entries 9-10). The scope of nitroso compounds was briefly tested by replacing nitrosobenzene with nitrosotoluene. When nitrosotoluene was treated with propanal under the optimised conditions, the corresponding α-aminoxy alcohol was obtained in 83% yield with an enantioselecitivity of 97%, which is consistent with the results of nitrosobenzene.

Conclusions

In conclusion, L-thiaproline catalyzed α-aminoxylation of aldehydes in aqueous media and phase-transfer catalyst afforded the respective α-aminoxy alcohols in good to high yields (74-88%) and excellent enantioselectivies (93->99%). This reaction protocol may find potential use for industrial-scale preparation due to its simple operation procedures, wide scope, excellent enantioselectivities and environmental friendliness. Further investigation on the application of L-thioproline in asymmetric catalysis is in progress.

General Experimental Information

Analytical thin layer chromatography (TLC) was performed using Merck 60 F254 precoated silica gel plate (0.2 mm thickness). Subsequent to elution, plates were visualized using UV radiation (254 nm) on Spectroline Model ENF-24061/F 254 nm. Further visualization was possible by staining with basic solution of potassium permanganate or acidic solution of ceric molybdate. Flash chromatography was performed using Merck silica gel 60 with freshly distilled solvents. Columns were typically packed as slurry and equilibrated with the appropriate solvent system prior to use.

Proton nuclear magnetic resonance spectra (¹H NMR) were recorded on Bruker AMX 400 spectrophotometer (CDCl₃ as solvent). Chemical shifts for ¹H NMR spectra are reported as 6 in units of parts per million (ppm) downfield from SiMe₄ (δ 0.0) and relative to the signal of SiMe₄ (δ 0.0, singlet). Multiplicities were given as: s (singlet), d (doublet), t (triplet), dd (doublets of doublet) or m (multiplets). The number of protons (n) for a given resonance is indicated by nH. Coupling constants are reported as a J value in Hz. Carbon nuclear magnetic resonance spectra (¹³C NMR) are reported as 6 in units of parts per million (ppm) downfield from SiMe₄ (δ 0.0) and relative to the signal of chloroform-d (δ 77.03, triplet).

Enantioselectivities were determined by High Performance Liquid Chromatography (HPLC) analysis employing a Daicel Chirapak AD-H (0.46 cm×25 cm), OD-H (0.46 cm×25 cm) or OJ-H (0.46 cm×25 cm) column.

Optical rotations were measured in CHCl₃ on a Schmidt+Haensdch polarimeter (Polartronic MH8) with a 1 cm cell (c given in g/100 mL). Absolute configuration of the products was determined by comparison with compounds previously published.

Aldehydes 1i and 1j were prepared according to literature procedures (preparation of 1i: Iyengar, R, et. al., J. of Org. Chem. (2005) 70, 10645; preparation of 1j: More, J D, & Finney, N S, Org. Lett. (2002) 4, 3001). The enantiomers used to determine the ee values were synthesized with DL-proline as catalyst. All other reagents were available from commercial sources and used without further purification.

Typical Procedure for the α-aminoxylation of Aldehydes to Nitrosobenzene in the Presence of Water

Water (0.10 mL) and tetrabutylammonium bromide (193.4 mg, 0.6 mmol) was added to a 5 mL drum vial containing nitrosobenzene 2 (32.1 mg, 0.3 mmol), corresponding aldehyde 1 (e.g. 1a) (0.9 mmol) and a magnetic stirring bar. After stirring for 5 min at 0° C., L-thiaproline (8 mg, 0.06 mmol) was then added. The reaction was first stirred at this temperature for about 10 min and then at room temperature until the green solution turned yellow which indicated complete consumption of the nitrosobenzene. As the α-aminoxy aldehyde product is rather labile, isolation and characterization was performed after conversion to the corresponding α-aminoxy alcohol 9a by treatment of the reaction mixture with NaBH₄. The excess NaBH₄ was quenched by the addition of water and then extracted with CH₂Cl₂ (3×30 ml). The combined organic extracts were dried with Na₂SO₄ and concentrated in vacuo. The crude oil was purified by flash column chromatography (hexane/EtOAc=9/1˜7/3) yielding pure α-aminoxy alcohols 9a.

Relative and absolute configurations of the products were compared with the known ¹H NMR, chiral HPLC analysis, and optical rotation values. The compounds in FIG. 6 as such have previously been disclosed in the art.

In the following exemplary data on the formation of a series of amineoxy compounds are provided. Following the foregoing protocol products were obtained, isolated and characterized.

Experimental data of Compounds 9a-9k (R)-2-(N-Phenylaminoxy)propan-1-ol (3a) [Hayashi, Y, et al., J. Org. Chem. (2004) 69, 5966]

α-Aminoxy alcohol 9a was prepared according to the general procedure from propanal (0.07 mL, 0.9 mmol) to provide the title compound as a pale yellow liquid (42.3 mg, 84% yield) after flash column chromatography on silica gel (hexane/EtOAc=9/1˜7/3). Prepared according to the general procedure to provide the title compound (96% yield).

¹H-NMR (400 MHz, CDCl₃) δ 7.29-7.25 (2H, m), 7.04-6.96 (3H, m), 4.16-4.08 (1H, m), 3.80-3.70 (2H, m), 2.56 (1H, brs), 1.25 (3H, d, J=6.4 Hz).

¹³C-NMR (100 MHz, CDCl₃) δ 148.5, 129.0, 122.4, 114.7, 80.0, 66.5, 15.4.

HPLC: Chiralpak AD-H (hexane/i-PrOH, 90/10, flow rate 1 mL/min, λ=230 nm),

t_(R) (minor)=10.6 min, t_(R) (major)=12.1 min; 96% ee.

[α]_(D) ²⁵=+2.9 (c=1.0, CHCl₃).

(R)-2-(N-Phenylaminoxy)butan-1-ol (9b) [Hayashi, Y, et al., J. Org. Chem. (2004) 69, 5966]

α-Aminoxy alcohol 9b was prepared according to the general procedure from butanal (0.08 mL, 0.9 mmol) to provide the title compound as a pale yellow liquid (40.9 mg, 75% yield) after flash column chromatography on silica gel (hexane/EtOAc=9/1˜7/3).

¹H-NMR (400 MHz, CDCl₃) δ 7.29-7.25 (2H, m), 7.07-6.96 (2H, m), 3.91-3.74 (3H, m), 2.67 (1H, brs), 1.78-1.53 (2H, m), 1.01 (3H, t, J=7.5 Hz).

¹³C-NMR (100 MHz, CDCl₃) δ 148.4, 129.0, 122.4, 114.8, 85.3, 64.9, 22.9, 10.1.

HPLC: Chiralpak AD-H (hexane/i-PrOH, 90/10, flow rate 1 mL/min, λ=230 nm),

t_(R) (minor)=10.2 min, t_(R) (major)=11.6 min; 98% ee.

[α]_(D) ²³=+36.0 (c=1.0, CHCl₃).

(R)-2-(N-Phenylaminoxy)pentan-1-ol (9c) [Hayashi, Y, et al., J. Org. Chem. (2004) 69, 5966]

α-Aminoxy alcohol 9c was prepared according to the general procedure from pentanal (0.10 mL, 0.9 mmol) to provide the title compound as a pale yellow liquid (46.0 mg, 79% yield) after flash column chromatography on silica gel (hexane/EtOAc=9/1˜7/3).

¹H-NMR (400 MHz, CDCl₃) δ 7.28-7.15 (3H, m), 6.98-6.94 (2H, m), 3.94-3.91 (1H, m), 3.85-3.82 (1H, m), 3.75-3.71 (1H, m), 2.93 (1H, brs), 1.67-1.61 (1H, m), 1.54-1.33 (3H, m), 0.97-0.89 (3H, m).

HPLC: Chiralpak AD-H (hexane/i-PrOH, 90/10, flow rate 1 mL/min, λ=230 nm),

t_(R) (minor)=10.0 min, t_(R) (major)=11.4 min; 97% ee.

[α]_(D) ²³=+28.6 (c=1.0, CHCl₃).

(R)-2-(N-Phenylaminoxy)hexan-1-ol (9d) [Córdova, A, et al., Chem. Eur. J. (2004) 10, 3673]

α-Aminoxy alcohol 9d was prepared according to the general procedure from hexanal (0.11 mL, 0.9 mmol) to provide the title compound as a pale yellow liquid (46.4 mg, 74% yield) after flash column chromatography on silica gel (hexane/EtOAc=9/1˜7/3).

¹H NMR (400 MHz, CDCl₃): δ 7.29-7.26 (2H, m), 7.06-6.96 (3H, m), 3.98-3.92 (1H, m), 3.87-3.84 (1H, m), 3.79-3.72 (1H, m), 2.68 (1H, brs), 1.69-1.50 (1H, m), 1.47-1.30 (4H, m), 0.92 (3H, t, J=7.1 Hz).

¹³C NMR (100 MHz, CDCl₃): 148.4, 129.0, 122.5, 114.9, 84.0, 65.4, 29.6, 27.9, 22.0, 14.0.

HPLC: Chiralpak AD-H (hexane/i-PrOH, 90/10, flow rate 1 mL/min, λ=230 nm),

t_(R) (minor)=9.5 min, t_(R) (major)=11.4 min; 96% ee.

[α]_(D) ²³=+22.5 (c=1.2, CHCl₃).

(R)-3-Methyl-2-(N-phenylaminooxy)butan-1-ol (9e) (Córdova, A, et al., Chem. Eur. J. (2004) 10, 3673)

α-Aminoxy alcohol 9e was prepared according to the general procedure from 3-methylbutanal (0.10 mL, 0.9 mmol) to provide the title compound as a pale yellow liquid (44.8 mg, 76% yield) after flash column chromatography on silica gel (hexane/EtOAc=9/1˜7/3).

¹H NMR (400 MHz, CDCl₃): δ 7.30-7.26 (2H, m), 7.03-6.99 (3H, m), 3.88-3.87 (2H, m), 3.76-3.74 (1H, m), 2.07-1.99 (1H, m), 1.05 (3H, d, J=6.9 Hz), 1.01 (3H, d, J=6.9 Hz).

¹³C NMR (100 MHz, CDCl₃): 148.3, 129.0, 122.5, 115.0, 88.6, 63.6, 28.7, 18.7, 18.6.

HPLC: Chiralpak AD-H (hexane/i-PrOH, 90/10, flow rate 1 mL/min, λ=230 nm),

t_(R) (minor)=9.0 min, t_(R) (major)=10.1 mins; 97% ee.

[α]_(D) ²²=+33.4 (c=1.0, CHCl₃).

(R)-2-Phenyl-2-(N-phenylaminooxy)ethanol (90 [Hayashi, Y, et al., J. Org. Chem. (2004) 69, 5966]

α-Aminoxy alcohol 9f was prepared according to the general procedure from 2-phenylacetaldehyde (0.11 mL, 0.9 mmol) to provide the title compound as a pale yellow liquid (53.5 mg, 78% yield) after flash column chromatography on silica gel (hexane/Ether=9/1˜7/3).

¹H NMR (400 MHz, CDCl₃): δ 7.39-7.31 (5H, m), 7.28-7.20 (2H, m), 6.99-6.94 (3H, m), 5.00 (1H, dd, J=3.5, 8.1 Hz), 3.99-3.92 (1H, m), 3.83-3.78 (1H, m), 2.58 (1H, brs).

¹³C NMR (100 MHz, CDCl₃): 147.9, 137.7, 129.0, 128.7, 128.5, 127.0, 122.5, 115.0, 86.4, 66.4.

HPLC: Chiralpak OD-H (hexane/i-PrOH, 95/5, flow rate 1 mL/min, λ=230 nm),

t_(R) (major)=25.8 mins, t_(R) (minor)=30.2 min; 93% ee.

[α]_(D) ²⁴=−85.5 (c=1.1, CHCl₃).

(R)-3-Phenyl-2-(N-phenylaminooxy)propan-1-ol (3g) [Hayashi, Y, et al., J. Org. Chem. (2004) 69, 5966]

α-Aminoxy alcohol 9g was prepared according to the general procedure from 3-phenylpropanal (0.12 mL, 0.9 mmol) to provide the title compound as a pale yellow liquid (55.9 mg, 77% yield) after flash column chromatography on silica gel (hexane/Ether=9/1˜7/3).

¹H NMR (400 MHz, CDCl₃): δ 7.32-7.18 (6H, m), 7.08 (1H, brs), 6.94 (1H, t, J=7.3 Hz), 6.82 (2H, d, J=8.0 Hz), 4.16-4.10 (1H, m), 3.85 (1H, d, J=11.8 Hz), 3.04 (1H, dd, J=6.8, 13.7 Hz), 2.84 (1H, dd, J=7.0, 13.7 Hz), 2.62 (1H, brs).

¹³C NMR (100 MHz, CDCl₃): 148.3, 137.8, 129.4, 128.9, 128.5, 126.4, 122.3, 114.6, 85.0, 64.1, 36.4.

HPLC: Chiralpak OD-H (hexane/i-PrOH, 91/9, flow rate 1 mL/min, λ=230 nm),

t_(R) (major)=57.9 min, t_(R) (minor)=62.4 min; >99% ee.

[α]_(D) ²²=+55.2 (c=1.3, CHCl₃).

(R)-2-(N-Phenylaminooxy)pent-4-en-1-ol (9h) (Córdova, A, et al., 2004, supra)

α-Aminoxy alcohol 3h was prepared according to the general procedure from 4-pentenal (0.09 mL, 0.9 mmol) to provide the title compound as a pale yellow liquid (51.0 mg, 88% yield) after flash column chromatography on silica gel (hexane/EtOAc=9/1˜7/3).

¹H NMR (400 MHz, CDCl₃): δ 7.29-7.26 (2H, m), 7.06-6.96 (3H, m), 5.93-5.82 (1H, m), 5.18-5.11 (2H, m), 4.05-4.00 (1H, m), 3.87-3.75 (2H, m), 2.54-2.32 (3H, m), 1.66 (1H, brs).

¹³C NMR (100 MHz, CDCl₃): 148.3, 134.0, 129.0, 122.5, 117.8, 114.8, 83.3, 64.6, 34.6.

HPLC: Chiralpak AD-H (hexane/i-PrOH, 90/10, flow rate 1 mL/min, λ=230 nm),

t_(R) (minor)=10.5 min, t_(R) (major)=12.5 min; 96% ee.

[α]_(D) ²³=−22.9 (c=1.0, CHCl₃).

(R)-4-(Benzyloxy)-2-(N-phenylaminooxy)butan-1-ol (new compound) (9i)

α-Aminoxy alcohol 9i was prepared according to the general procedure from 4-(benzyloxy)butanal (0.16 mL, 0.9 mmol) to provide the title compound as a pale yellow liquid (73.8 mg, 86% yield) after flash column chromatography on silica gel (hexane/EtOAc=9/1˜7/3).

¹H NMR (400 MHz, CDCl₃): δ 7.34-7.23 (6H, m), 7.05 (1H, brs), 6.98-6.94 (3H, m), 4.54-4.52 (2H, m), 4.14-4.11 (1H, m), 3.93-3.87 (1H, m), 3.81-3.77 (1H, m), 3.66 (2H, t, J=5.7 Hz), 2.81 (1H, t, J=5.9 Hz), 2.06-1.89 (2H, m).

¹³C NMR (100 MHz, CDCl₃): 148.3, 138.0, 129.0, 128.5, 127.8, 122.4, 116.1, 114.8, 81.5, 73.2, 66.7, 64.8, 30.3.

HPLC: Chiralpak AD-H (hexane/i-PrOH, 91/9, flow rate 1 mL/min, λ=230 nm),

t_(R) (minor)=18.8 min, t_(R) (major)=24.1 min; 97% ee.

[α]_(D) ²²=+15.5 (c=1.1, CHCl₃).

HRMS (ESI) calcd for C₁₇H₂₁NO₃, m/z 288.1600. found 288.1599.

(R)-tert-Butyl 3-hydroxy-2-(N-phenylaminooxy)propylcarbamate (new compound) (9j)

α-Aminoxy alcohol 9j was prepared according to the general procedure from tert-butyl-3-oxopropylcarbamate (0.16 mL, 0.9 mmol) to provide the title compound as a pale yellow liquid (67.2 mg, 79% yield) after flash column chromatography on silica gel (hexane/EtOAc=9/1˜7/3).

¹H NMR (400 MHz, CDCl₃): δ 7.32-7.24 (3H, m), 6.98-6.94 (2H, m), 5.02 (1H, brs), 3.94-3.92 (1H, m), 3.80 (2H, s), 3.50-3.36 (2H, m), 1.45 (9H, s).

¹³C NMR (100 MHz, CDCl₃): 157.1, 148.3, 129.0, 122.4, 114.6, 82.4, 80.0, 61.3, 39.6, 28.3.

HPLC: Chiralpak OJ-H (hexane/i-PrOH, 95/5, flow rate 1 mL/min, λ=230 nm),

t_(R) (minor)=24.8 min, t_(R) (major)=26.6 min; 93% ee.

[α]_(D) ²²=−8.2 (c=1.3, CHCl₃).

HRMS (ESI) calcd for C₁₄H₂₃N₂O₄, m/z 282.1658. found 282.1659.

(R)-2-(p-Toluidinooxy)propan-1-ol (new compound) (9k)

α-Aminoxy alcohol 9k was prepared according to the general procedure from propanal (0.07 mL, 0.9 mmol) and nitrosotoluene (36.3 mg, 0.3 mmol) to provide the title compound as a pale yellow liquid (45.0 mg, 83% yield) after flash column chromatography on silica gel (hexane/EtOAc=9/1˜7/3).

¹H NMR (400 MHz, CDCl₃): δ 7.07 (2H, d, J=8.1 Hz), 6.99 (1H, brs), 6.88 (2H, d, J=8.3 Hz), 4.13-4.07 (1H, m), 3.78-3.68 (2H, m), 2.28 (3H, s), 1.22 (3H, d, J=6.5 Hz).

¹³C NMR (100 MHz, CDCl₃): 145.8, 132.0, 129.5, 115.3 79.8, 66.6, 20.6, 15.4.

HPLC: Chiralpak AD-H (hexane/i-PrOH, 90/10, flow rate 1 mL/min, λ=230 nm),

t_(R) (minor)=10.9 min, t_(R) (major)=12.4 min; 97% ee.

[α]_(D) ²⁵=+5.5 (c=1.5, CHCl₃).

HRMS (ESI) calcd for C₁₀H₁₆NO₂, m/z 182.1181. found 182.1181.

Example 2 Formation of Functionalized Tetrahydro-1,2-oxazines via α-Aminoxylation of Aldehydes and Aza-Michael Reaction

Nitroalkenes are among the most reactive Michael acceptors (for a review, see: Berner, O M, et al., Eur. J. Org. Chem. (2002) 1877-1894), so investigations were started by using 31a under the previously established conditions (Zhong, G, Angew. Chem. Int. Ed. (2003) 42, 4247-4250) (nitroalkenal 31a (1.5 equiv), nitrosobenzene (1.0 equiv), and l-proline (20 mol %) in DMSO). The domino strategy was facile at room temperature and was complete within 30 minutes (FIG. 8). The course of the reaction was easily monitored by observing the change in the colour of the solution from green to orange. After the workup, pure tetrahydro-1,2-oxazine (THO) 33a was isolated in 46% yield with 99% enantiomeric excess (ee) and a diastereomeric ratio (d.r.) greater than 99:1 (FIG. 8, entry 1). This reaction led to the first successful isolation of a stable aldehyde after the α-aminoxylation, and the rare case of an inactivated amine undergoing a conjugate addition with an aliphatic nitroalkene with high stereoinduction (for selected examples of diaseteroselective aza-Michael additions to nitroalkenes, see: a) P. L. Southwick, J. E. Anderson, J. Am. Chem. Soc. (1957) 79, 6222-6229; b) A. Kamimura, A. Kadowaki, Y. Nagata, H. Uno, Tetrahedron Lett. (2006) 47, 2471-2473; c) D. Enders, J. Wiedemann, Synthesis (1996) 1443-1450; d) D. Lucent, P. Heyse, A. Gissot, T. Le Gall, C. Mioskowski, Eur. J. Org. Chem. (2000) 3575-3579). A preliminary screening indicated that the catalytic activity and the asymmetric induction were dependent on the solvent. Excellent enantio- and diastereoselectivities were obtained in polar, protophilic solvents, such as DMSO and DMF (FIG. 8, entries 1 and 2). A halogenated solvent possessing a lower polarity was also tolerated (FIG. 8, entry 4), whereas an ethereal solvent (THF) and water had deleterious effects on the reactivity (FIG. 8, entries 5 and 6).

Among the solvents tested, polar, protophobic acetonitrile was found to be best with respect to the chemical yield and optical purity (FIG. 8, entry 3). It is also noteworthy that although IXa proved to be an excellent catalyst in the aminoxylation, pyrrolidine-based tetrazole IXb (a) N. Momiyama, H. Torii, S. Saito, H. Yamamoto, Proc. Natl. Acad. Sci. USA (2004) 101, 5374-5378; b) A. J. A. Cobb, D. A. Longbottom, D. M. Shaw, S. V. Ley, Chem. Commun. (2004) 1808-1809; c) A. Hartikka, P. I. Arvidsson, Tetrahedron: Asymmetry (2004) 15, 1831-1834) induced reaction with lower conversion (FIG. 8, entry 7). Performing the reaction with a larger excess of 31a led to complete conversion, and 33a was isolated in 59% yield (FIG. 8, entry 8). The temperature effect on the transformation was also examined. Notably, considerable side reactions can be detected at 0° C. (FIG. 8, entry 9), but suppression of the homodimerization was accomplished at −20° C. (FIG. 8, entry 10). To avoid making intractable byproducts, the reaction mixture was diluted (FIG. 8, entry 11).

Next, the effect of the catalyst loading was evaluated. Remarkably, in the presence of tetraethylammonium bromide (TEAB) (FIG. 8, entry 12) (The addition of a phase transfer catalyst (PTC) such as TEAB greatly enhanced the solubility of L-proline, which helped to make a homogeneous solution; this increase in the catalyst concentration resulted in a positive effect on reactivity of the substrates.) a catalyst loading as low as 0.5 mol % could be used without any loss in the ee values or the d.r. numbers (FIG. 8, entry 14). For operational convenience 5 mol % 1-proline, under otherwise identical reaction times, ensured high levels of reaction efficiency and enantioselectivity (FIG. 8, entry 13). Notably, after the in situ reduction, the d.r. of the corresponding alcohol significantly dropped to 90:10 (FIG. 8, entry 15), albeit the ee value was not affected. This result implied that 1-proline played an important role in diastereocontrol.

The scope of these transformations was furthermore explored by using the optimized reaction conditions. The method was applied to a variety of nitroalkenal substrates, and as shown in FIG. 9 different substituents were well-tolerated at the a position to the nitro group. The R⁸ group of component 31 ranges from simple to sterically demanding groups, as well as valuable functional groups. Good yields were observed although there was some fluctuation depending on the substituents. The variation of the steric effects (FIG. 9, entries 4-8) or the electronic effects (FIG. 9, entries 9-16) had only a small impact on the introduction of the third chiral center, which was evidenced by the uniformly high ee and d.r. values. Furthermore, this method was applicable to various aromatic nitroso compounds; for example, 2-methyl-, 4-methyl- and 4-bromonitrosobenzene (FIG. 9, entries 2, 3, and 17). The fact that the R⁸ and R′ groups of precursors 31 and 2, respectively, can be varied demonstrates the versatility of the approach of the invention.

This domino reaction generates up to three stereogenic centers and forms only one out of eight possible stereoisomers. The origin of the high stereoselectivity derives from the α-aminoxylation reaction, which is known to proceed with high enantioselectivity (For mechanistic studies, see: a) S. P. Mathew, H. Iwamura, D. G. Blackmond, Angew. Chem. (2004) 116, 3379-3383; Angew. Chem. Int. Ed. (2004) 43, 3317-3321; b) P. H.-Y. Cheong, K. N. Houk, J. Am. Chem. Soc. (2004) 126, 13912-13913; c) H. Iwamura, D. H. Wells, Jr., S. P. Mathew, M. Klussmann, A. Armstrong, D. G. Blackmond, J. Am. Chem. Soc. (2004) 126, 16312-16313.). This selectivity is maintained in the second step by going through a sterically favored transition state (see below). The relative and absolute configurations of THO 33d were determined by ¹H NMR nuclear Overhauser effect (NOE) experiments and X-ray crystallography (FIG. 10) and compared with respective related α-aminoxylations Mathew et al., 2004, supra; Cheong et al., 2004, supra; Iwamura et al., 2004, supra; CCDC 670447 (33d) contains the supplemantary crystallographic data. These data can be obtained free of charge from The Cambdridge Crystallographic Data Center via www.ccdc.cam.ac.uk/data request/cif. The X-ray crystal structure of 33d showed the relative configuration. The absolute configuration was assigned for the α-aminoxy carbon center as R based on previous reports and mechanism studies.).

Since the aldehyde group and the α-methylnitro group are trans and pointing away from each other in the crystal structure of 33d, it is unlikely that 1-proline participates in the reaction by covalent bond catalysis in the transition state of the aza-Michael addition/protonation step. To get some mechanistic insight into this domino reaction, a series of control experiments were carried out (FIG. 11). We chose O-(tert-butyldimethylsilyl)-N-phenylhydroxylamine (47) and (E)-(4-nitrobut-3-enyl)benzene (48) as mimics of the in situ generated amine substrate and the nitroalkenyl reactant, respectively. In the absence of any catalyst, the reaction did not proceed after 2 days at −20° C. (FIG. 11, entry 1). Elevating the temperature to room temperature provided similar results (FIG. 11, entry 2), and when 1 equivalent of TEA was used as a Lewis base in the reaction it proceeded sluggishly with a 31% conversion. This experiment revealed that the tertiary amine itself was not sufficient to enhance the reactivity of 47 (FIG. 11, entry 3). The introduction of a hydrogen-bond donor (For selected recent reviews on hydrogen-bonding catalysis, see: a) A. D. Doyle, E. N. Jacobsen, Chem. Rev. 2007, 107, 5713-5743; b) P. R. Schreiner, Chem. Soc. Rev. 2003, 32, 289-296; c) P. M. Pihko, Angew. Chem. Int. Ed. (2004) 43, 2062-2064; d) Y. Takemoto, Org. Biomol. Chem. (2005) 3, 4299-4306; e) C. Bolm, T. Rantanen, I. Schiffers, L. Zani, Angew. Chem. Int. Ed. (2005) 44, 1758-1763; f) T. Akiyama, Chem. Rev. (2007) 107, 5744-5758; g) M. S. Taylor, E. N. Jacobsen, Angew. Chem. Int. Ed. 2006, 45, 1520-1543; h) S. J. Connon, Angew. Chem. Int. Ed. (2006) 45, 3909-3912; i) T. Marcelli, J. H. van Maarseveen, H. Hiemstra, Angew. Chem. Int. Ed. (2006) 45, 7496-7504), 20 mol % of quinine, resulted in full conversion within 18 hours. These observations indicate that the aza-Michael addition step is catalyzed by hydrogen-bonding interactions. Combined with the fact that intermediates cannot be detected in the ¹H NMR spectra recorded during the course of the reaction or upon product isolation, a concerted mechanism is proposed. After the α-aminoxylation step, the aza-Michael addition/protonation (For timely examples on organocatalytic asymmetric protonation, see: a) C. H. Cheon, H. Yamamoto, J. Am. Chem. Soc. (2008) 130, 9246-9247; b) D. Leow, S. Lin, S. K. Chittimalla, X. Fu, C.-H. Tan, Angew. Chem. Int. Ed. (2008) 47, 5641-5645) proceeds in a synergistic way and is assisted by a molecule of water which participates in two hydrogen bonds; the hydrogen bonds are formed between the water molecule and both the in situ generated amine moiety and the nitro group (FIG. 12A). DFT calculations of the lowest energy transition state also confirm this assumption.

In summary, a novel, practical, and enantio- and diastereoselective domino reaction is provided for the synthesis of functionalized THOs, based on the use of a simple amine catalyst. The results disclosed herein demonstrate the ability to control the regio- and stereochemistry of the reaction for the synthesis of THOs from acyclic substrates. It is expected that α-aminoxylation directed domino reactions will have great potential in the field of organocatalysis. The reaction, which is easy to perform, proceeds cleanly with complete stereocontrol and does not require a change in the reaction conditions or adding reagents. This invention is likely to be used in synthetic applications, especially since the α-aminoxylation reaction can be combined with existing domino methods. Applications of this methodology to total syntheses and detailed mechanistic studies will be described in due course.

General Experimental Information

Analytical thin layer chromatography (TLC) was performed using Merck 60 F254 precoated silica gel plate (0.2 mm thickness). Subsequent to elution, plates were visualized using UV radiation (254 nm) on Spectroline Model ENF-24061/F 254 nm. Further visualization was possible by staining with basic solution of potassium permanganate or acidic solution of ceric molybdate.

Flash chromatography (FC) was performed using Merck silica gel 60 with freshly distilled solvents. Columns were typically packed as slurry and equilibrated with the appropriate solvent system prior to use.

¹H and ¹³C NMR spectra were recorded on Bruker AMX 300, 400 and 500 spectrophotometers at ambient temperature as noted. Chemical shifts for ¹H NMR spectra are reported as δ in units of parts per million (ppm) downfield from SiMe₄ (δ 0.0) and relative to the signal of chloroform-d (δ 7.2600, singlet). Multiplicities were given as: s (singlet), d (doublet), t (triplet), dd (doublets of doublet) or m (multiplets). The number of protons (n) for a given resonance is indicated by nH. Coupling constants are reported as a J value in Hz. Data for ¹³C NMR are reported as δ in ppm downfield from SiMe₄ (δ 0.0) and relative to the signal of chloroform-d (δ 77.00, triplet).

Enantioselectivities were determined by High performance liquid chromatography (HPLC) analysis employing a Daicel Chirapak AS-H column. Optical rotations were measured in CHCl₃ on a Schmidt+Haensch polarimeter (Polartronic MH8) with a 10 cm cell (c given in g/100 mL). Absolute configuration of the products was determined by comparison with compounds previously published.

High resolution mass spectrometry (HRMS) was recorded on Finnigan MAT 95×P spectrometer.

Nitroalkanes 112a-c, nitrosobenzene 2a, 2-nitrosotoluene 2b, D,L- and L-proline were purchased from Sigma-Aldrich of highest purity and used without further purification. 5,5-Dimethoxypentanal 131, Nitroalkanes 112d-g, 1-bromo-4-nitrosobenzene 2c and 4-nitrosotoluene 2d were prepared according to literature procedures [for the preparation of 5,5-dimethoxypentanal 131, see: Aggarwal, V K, et al., Org. Lett. (2002) 4, 1227; for the preparation of nitroalkane 31d, see: Kornblum, N, & Weaver, W M, J. Am. Chem. Soc. (1958) 80, 4333; for the preparation of nitroalkane 31e-g, see: Kodukulla, R P K, et al., Synth. Commun. (1994) 24, 819; for the preparation of 1-bromo-4-nitrosobenzene 2c and 4-nitrosotoluene 2d, see: Defoin, A, Synthesis (2004) 706]. The racemic products used to determine the e.e. values were synthesized using D,L-proline as catalyst.

Typical Procedure for the Preparation of Nitroalkenals

Procedure A

A mixture of the corresponding nitroalkane 112 (80.0 mmol), aldehyde 131 (16.0 mmol) and triethylamine (3.2 mmol) was stirred at 0° C. for 30 min and allowed to reach room temperature (r.t.) for 6-24 h. The volatiles were removed by evaporation in vacuo. The nitroaldol thus obtained as a mixture of diastereomers was dissolved in anhydrous dichloromethane (32 mL) and cooled to −70° C. Methanesulfonyl chloride (19.0 mmol) was added dropwise followed by dropwise addition of a solution of N,N-diisopropylethylamine (39.0 mmol) in anhydrous dichloromethane (8 mL), keeping the reaction mixture below −60° C. The mixture was stirred at −70° C. for 2-3 h and then allowed to reach r.t. The solution was washed with water, HCl 1N (a.q) and brine, dried over anhydrous Na₂SO₄ and evaporated in vacuo. The crude nitroalkene was dissolved in THF (60 mL) at 0° C., followed by addition of HCl 2N (15 mL, a.q.).

The solution was stirred at 0° C. for 30 min and allowed to reach r.t. for 6-8 h. The mixture was extracted with Et₂O. The organic phase was combined, washed with saturated NaHCO₃ (a.q.), brine, and dried over anhydrous Na₂SO₄. The volatiles were evaporated in vacuo and the crude nitroalkenal was purified by FC (EtOAc/Hexane) to give the pure product 31 as exclusively E isomer.

Procedure B

To a stirred solution of tetra-n-butylammonium fluoride (TBAF) (1M in THF, 22.0 mmol) in THF (300 mL) at 0° C., was added the corresponding nitroalkane 112 (24.0 mmol) in THF (40 mL) and, after 5 min, a solution of aldehyde 131 (16.0 mmol) in THF (80 mL). After stirring at 0° C. for 0.5-4 h, the mixture was poured onto saturated NaHCO₃ (a.q.) and extracted with Et₂O. The organic extracts were then washed with brine, dried over anhydrous Na₂SO₄, filtered through a short plug of Celite and evaporated in vacuo. The nitroaldol thus obtained as a mixture of diastereomers was dissolved in anhydrous dichloromethane (32 mL) and cooled to −50° C. Trifluoroacetic anhydride (16.0 mmol) was added dropwise followed by dropwise addition of a solution of N,N-diisopropylethylamine (24.0 mmol) in anhydrous dichloromethane (8 mL), keeping the reaction mixture below −40° C. After the mixture was stirred at −50° C. for 3-4 h, a solution of 1,8-diazabicycloundec-7-ene (DBU) (16.0 mmol) in anhydrous dichloromethane (8 mL) was added in one portion and the reaction mixture was allowed to reach r.t. The solution was washed with water, HCl 1N (a.q) and brine, dried over anhydrous Na₂SO₄ and evaporated in vacuo. The crude nitroalkene was dissolved in THF (40 mL) at 0° C., followed by addition of HCl 2N (10 mL, a.q.). The solution was stirred at 0° C. for 30 min and allowed to reach r.t. for 6-8 h. The mixture was extracted with Et₂O. The organic phase was combined, washed with saturated NaHCO₃ (a.q.), brine, and dried over anhydrous Na₂SO₄. The volatiles were evaporated in vacuo and the crude nitroalkenal was purified by FC (EtOAc/Hexane) to give the pure product 31 as exclusively E isomer except 31d.

(E)-6-nitrohex-5-enal 31a

Prepared according to the general procedure A from nitromethane 112a (80 mmol) and 5,5-dimethoxypentanal 131 (16 mmol) to provide the title compound as yellow oil (1.51 g, 66% yield) after silica gel chromatography (EtOAc/Hexane).

¹H NMR (400 MHz, CDCl₃): δ 9.81 (s, 1H, CHO), 7.29-7.22 (m, 1H, CH═CHNO₂), 7.01 (d, J=13.6 Hz, 1H, CHNO₂), 2.57 (t, J=7.2 Hz, 2H, CH₂CHO), 2.35 (q, J=7.2 Hz, 2H, CH₂CH), 1.88 (m, 2H, CH₂CH₂CH₂).

¹³C NMR (100 MHz, CDCl₃): δ 200.8, 141.2, 141.1, 42.7, 27.6, 20.0.

(E)-6-nitrohept-5-enal 31b

Prepared according to the general procedure A from nitroethane 112b (80 mmol) and 5,5-dimethoxypentanal 131 (16 mmol) to provide the title compound as yellow oil (1.58 g, 63% yield) after silica gel chromatography (EtOAc/Hexane).

¹H NMR (400 MHz, CDCl₃): δ 9.81 (s, 1H, CHO), 7.11 (t, J=8.0 Hz, 1H, CH═C(CH3)NO2), 2.56 (t, J=7.2 Hz, 2H, CH₂CHO), 2.30 (q, J=7.2 Hz, 2H, CH₂CH), 2.18 (s, 3H, CH₃), 1.87 (m, 2H, CH₂CH₂CH₂).

¹³C NMR (100 MHz, CDCl₃): δ 201.1, 148.4, 134.6, 42.9, 27.2, 20.7, 12.5.

(E)-6-nitrooct-5-enal 31c

Prepared according to the general procedure A from 1-nitropropane 112c (80 mmol) and 5,5-dimethoxypentanal 131 (16 mmol) to provide the title compound as yellow oil (1.51 g, 55% yield) after silica gel chromatography (EtOAc/Hexane).

¹H NMR (400 MHz, CDCl₃): δ 9.82 (s, 1H, CHO), 7.03 (t, J=8.0 Hz, 1H, CH═C(C₂H₅)NO₂), 2.65-2.54 (m, 4H, CH₂CHO+CH₂CH₃), 2.30 (q, J=7.2 Hz, 2H, CH₂CH), 1.87 (m, 2H, CH₂CH₂CH₂), 1.13 (t, J=7.6 Hz, 3H, CH₂CH₃).

¹³C NMR (100 MHz, CDCl₃): δ 201.1, 153.9, 134.2, 42.9, 26.9, 20.9, 19.9, 12.7.

6-nitro-6-phenylhex-5-enal 31d

Prepared according to the general procedure B from 1-(nitromethyl)benzene 112d (24 mmol) and 5,5-dimethoxypentanal 131 (16 mmol) to provide the title compound as yellow oil (E/Z=6.7/1) (1.44 g, 41% yield) after silica gel chromatography (EtOAc/Hexane).

¹H NMR (400 MHz, CDCl₃): δ 9.83-9.74 (1H, CHO), 7.49-7.26 (m, 5.13H, ArH+CH═C(Ph)NO₂ (E)), 6.03 (t, J=7.6 Hz, 0.87H, CH═C(Ph)NO2(Z)), 2.63-2.46 (m, 2H, CH₂CHO), 2.43-2.17 (m, 2H, CH₂CH), 1.95-1.82 (m, 2H, CH₂CH₂CH₂).

¹³C NMR (100 MHz, CDCl₃): δ 201.4, 153.2, 131.2, 130.3, 129.8, 128.9, 128.6, 126.7, 126.3, 43.0, 27.7, 22.1, 21.0.

(E)-6-nitro-7-phenylhept-5-enal 31e

Prepared according to the general procedure B from 1-(2-nitroethyl)benzene 112e (24 mmol) and 5,5-dimethoxypentanal 131 (16 mmol) to provide the title compound as yellow oil (1.49 g, 40% yield) after silica gel chromatography (EtOAc/Hexane).

¹H NMR (400 MHz, CDCl₃): δ 9.77 (t, J=2 Hz, 1H, CHO), 7.34-7.18 (m, 6H, ArH+CH═C(CH₂)NO₂), 3.99 (s, 2H, CH₂Ph), 2.56-2.52 (m, 2H, CH₂CHO), 2.41 (q, J=7.6 Hz, 2H, CH₂CH), 1.92-1.84 (m, 2H, CH₂CH₂CH₂).

¹³C NMR (100 MHz, CDCl₃): δ 201.0, 151.0, 136.3, 136.2, 128.8, 128.0, 127.0, 42.9, 32.0, 27.4, 20.8.

(E)-6-nitro-7-p-tolylhept-5-enal 31f

Prepared according to the general procedure B from 1-methyl-4-(2-nitroethyl)benzene 112f (24 mmol) and 5,5-dimethoxypentanal 131 (16 mmol) to provide the title compound as yellow oil (1.38 g, 35% yield) after silica gel chromatography (EtOAc/Hexane).

¹H NMR (400 MHz, CDCl₃): δ 9.77 (s, 1H, CHO), 7.24-7.07 (m, 5H, ArH+CH═C(CH₂)NO₂), 3.95 (s, 2H, CH₂Ar), 2.53 (t, J=7H, CH₂CHO), 2.39 (q, J=7.2 Hz, 2H, CH₂CH), 2.33 (s, 1H, CH₃Ar), 1.91-1.83 (m, 2H, CH₂CH₂CH₂).

¹³C NMR (100 MHz, CDCl₃): δ 201.1, 151.2, 136.6, 136.1, 133.3, 129.4, 127.9, 42.9, 31.6, 27.4, 21.0, 20.8.

(E)-7-(4-chlorophenyl)-6-nitrohept-5-enal 31g

Prepared according to the general procedure B from 1-chloro-4-(2-nitroethyl)benzene 112g (24 mmol) and 5,5-dimethoxypentanal 131 (16 mmol) to provide the title compound as yellow oil (1.93 g, 45% yield) after silica gel chromatography (EtOAc/Hexane).

¹H NMR (400 MHz, CDCl₃): δ 9.79 (s, 1H, CHO), 7.29-7.12 (m, 5H, ArH+CH═C(CH₂)NO₂), 3.95 (s, 2H, CH₂Ar), 2.56 (m, 2H, CH₂CHO), 2.41 (q, J=7.7 Hz, 2H, CH₂CH), 1.93-1.83 (m, 2H, CH₂CH₂CH₂).

¹³C NMR (100 MHz, CDCl₃): δ 200.8, 150.6, 136.5, 134.8, 132.9, 129.4, 128.9, 42.9, 31.4, 27.4, 20.8.

(E)-7-(4-bromophenyl)-6-nitrohept-5-enal 31h

Prepared according to the general procedure B from 1-bromo-4-(2-nitroethyl)benzene 112h (24 mmol) and 5,5-dimethoxypentanal 131 (16 mmol) to provide the title compound as yellow oil (2.15 g, 43% yield) after silica gel chromatography (EtOAc/Hexane).

¹H NMR (300 MHz, CDCl₃): δ 9.79 (s, 1H, CHO), 7.49-7.06 (m, 5H, ArH+CH═C(CH₂)NO₂), 3.92 (s, 2H, CH₂Ar), 2.57 (t, J=7.0 Hz, 2H, CH₂CHO), 2.41 (q, J=7.5 Hz, 2H, CH₂CH), 1.93-1.84 (m, 2H, CH₂CH₂CH₂).

¹³C NMR (75 MHz, CDCl₃): δ 200.9, 150.5, 136.6, 135.3, 131.9, 129.8, 120.9, 42.9, 31.5, 27.4, 20.8.

General Procedure for Domino Aminoxylation/Michael Reaction

To a 25 mL vial equipped with a magnetic stir bar and charged with tetraethylammonium bromide (TEAB) (105 mg, 0.5 mmol) was added CH₃CN (5.0 mL), followed by the appropriate alkenal (1.5 mmol) and the solution was cooled to −20° C. for 10 min before nitrosobenzene (54 mg, 0.5 mmol) was added in one portion upon at which time the solution became green. To this green homogeneous solution was then added L-proline (3.0 mg, 0.025 mmol) in one portion. The resulting solution was then stirred at −20° C. until the limited reactants was fully consumed and the disappearance of green color in solution, resulting in a final yellow or orange homogeneous solution. The reaction mixture was quenched with half saturated aqueous NH₄Cl solution, extracted with EtOAc, dried over anhydrous Na₂SO₄, filtered, and concentrated in vacuo. The resulting residue was then purified by FC (EtOAc/Hexane) to provide the title compounds.

Optimization of Reaction Conditions 1) Solvent Effect

entry solvent time % yield^(b) % e.e.^(c) d.r.^(d) 1 DMSO 0.5 h 46 99 >99:1 2 DMF 0.5 h 44 99 >99:1 3 CH₃CN 0.5 h 55 99 >99:1 4 CHCl₃ 0.5 h 53 98 >99:1 5 THF 24 h <20 n.d. n.d. 6 H₂O 48 h <5 n.d. n.d. 7 NMP 0.5 h 54 98 >99:1  8^(e) CH₃CN 0.5 h 49 99 >99:1 ^(a) Unless otherwise noted, reactions were conducted with 1.0 equiv of nitrosobenzene 2a (1M), 1.5 equiv of nitroalkenal 31a and 20 mol % _(L)-proline at room temperature. ^(b)Isolated yield. ^(c)Determined by chiral HPLC analysis (Chiralcel AS-H). ^(d)Determined by ¹H NMR. ^(e)Pyrrolidine-based tetrazole was used as catalyst.

The catalytic activity and asymmetric induction showed dependence on the solvent. Excellent enantio- and diastereoselectivity could be achieved in highly polar and protophilic solvents, such as DMSO, DMF, and NMP (entries 1, 2, 7). Halogenated solvent possessing a similar but lower polarity was also tolerated (entry 4), whereas less polar ethereal solvent, such as THF and the most polar solvent water showed deleterious effect on reactivity (entries 5, 6). Among the solvents tested, the highly polar but protophobic acetonitrile was found to be the best with respect to the catalytic activity and the asymmetric induction (entry 3). In addition, it is also noteworthy that although proved to be an excellent catalyst in aminoxylation, pyrrolidine-based tetrazole induced reaction with lower conversion (entry 8).

2) Temperature Effect

entry temperature time % yield^(b) % e.e.^(c) d.r.^(d) 1  r.t. 0.5 h 55 99 >99:1 2   0° C. 0.5 h 59 99 >99:1 3  −20° C. 1 h 63 >99 >99:1 4^(e) −20° C. 1 h 67 >99 >99:1 5^(e) −40° C. 4 h 53 >99 >99:1 6^(e) −60° C. 48 h <5 n.d. n.d. ^(a) Unless otherwise noted, reactions were conducted with 1.0 equiv of nitrosobenzene 2a (1M), 1.5 equiv of nitroalkenal 31a and 20 mol % _(L)-proline in CH₃CN. ^(b)Isolated yield. ^(c)Determined by chiral HPLC analysis (Chiralcel AS-H). ^(d)Determined by ¹H NMR. ^(e)3.0 equiv of 31a was used.

Considerable side reactions were detected when the reaction was conducted at r.t. or at 0° C. (entries 1, 2). Suppression of the homodimerization byproducts was accomplished at −20° C. (entry 3), while further lowering the temperature imparted a detrimental influence on reaction efficiency (entries 5, 6). Implementing excess of nitroalkenal 31a also contributed to higher chemical yield (entry 3 vs entry 4).

3) Concentration Effect

entry concentration of 4a time % yield^(b) % e.e.^(c) d.r.^(d) 1 1M    1 h 67 >99 >99:1 2 0.5M  4 h 69 >99 >99:1 3 0.2M 14 h 71 >99 >99:1 4 0.1M 24 h 73 >99 >99:1 5  0.05M 48 h 70 >99 >99:1 ^(a) Unless otherwise noted, reactions were conducted with 1.0 equiv of nitrosobenzene 2a, 3.0 equiv of nitroalkenal 31a and 20 mol % _(L)-proline in CH₃CN at −20° C. ^(b)Isolated yield. ^(c)Determined by chiral HPLC analysis (Chiralcel AS-H). ^(d)Determined by ¹H NMR.

Results revealed that lowering the concentration from 1 M to 0.1 M extensively suppressed the homodimerization of 2a, thus improved the chemical yield of 33a (entries 1-4). However, further decreased concentration only resulted in longer reaction time (entry 5).

4) Survey of Additives

entry additive time % yield^(b) % e.e.^(c) d.r.^(d) 1 TEAB 0.1 eq 22 h 73 >99 >99:1 2 TEAB 0.5 eq 19 h 78 >99 >99:1 3 TEAB 1 eq 14 h 90 >99 >99:1 4 TEAB 2 eq 12 h 89 >99 >99:1 5 TBAB 1 eq 15 h 82 >99 >99:1 6 TEAI 1 eq 16 h 80 >99 >99:1 7 TBAI 1 eq 16 h 81 >99 >99:1 8 none 24 h 73 >99 >99:1 ^(a) Unless otherwise noted, reactions were conducted with 1.0 equiv of nitrosobenzene 2a (0.1M), 3.0 equiv of nitroalkenal 31a and 20 mol % _(L)-proline in CH₃CN at −20° C. ^(b)Isolated yield. ^(c)Determined by chiral HPLC analysis (Chiralcel AS-H). ^(d)Determined by ¹H NMR. TBAB = tetra-n-butylammonium bromide, TEAI = tetraethylammonium iodide, TBAI = tetra-n-butyl-ammonium iodide.

The addition of phase transfer catalyst (PTC) such as TEAB greatly enhanced the solubility of L-proline which helped to make a homogeneous solution, thus presented positive effect on reactivity by increasing catalyst concentration in the reaction medium. The using of 1 equiv of TEAB was found to be the best option (entry 4), either changing it to other PTCs (entries 6-8) or using other equivalents (entries 1, 2, and 5) provided inferior results.

5) Survey of Catalyst Loading

entry mol % of cat. time % yield^(b) % e.e.^(c) d.r.^(d) 1 20 14 h 90 >99 >99:1 2 10 18 h 90 >99 >99:1 3 5 24 h 90 >99 >99:1 4 1 30 h 73 >99 >99:1 5 0.5 48 h 65 >99 >99:1 ^(a) Unless otherwise noted, reactions were conducted with 1.0 equiv of nitrosobenzene 2a (0.1M), 3.0 equiv of nitroalkenal 31a, 1.0 equiv of TEAB and _(L)-proline in CH₃CN at −20° C. ^(b)Isolated yield. ^(c)Determined by chiral HPLC analysis (Chiralcel AS-H). ^(d)Determined by ¹H NMR.

Next, we surveyed the catalyst loading with L-proline. Gratifyingly, we could decrease the catalyst loading to 0.5 mol % without any loss of asymmetric induction (entry 5). In terms of operational convenience, the use of 5 mol % L-proline ensures high levels of reaction efficiency and enantioselectivity while maintaining expedient reaction times (entry 3).

Substrate Scope (3R,6R)-3-(nitromethyl)-2-phenylmorpholine-6-carbaldehyde 33a

Prepared according to the general procedure from 31a (1.5 mmol) and nitrosobenzene (0.5 mmol) to provide the title compound as yellow oil (113 mg, 90% yield) after silica gel chromatography (EtOAc/Hexane).

¹H NMR (500 MHz, CDCl₃) δ 9.75 (d, J=1.5 Hz, 1H, CHO), 7.38-7.09 (m, 5H, ArH), 4.82 (dd, J=12.5, 9.5 Hz, 1H, CH₂NO₂), 4.52-4.49 (m, 2H, CH₂NO₂+CHCHO), 4.43 (dd, J=6.7, 1.0 Hz, 1H, CHN), 2.25-2.12 (m, 2H, CH₂CHCHO), 2.12-2.06 (m, 2H, CH₂CHN).

¹³C NMR (100 MHz, CDCl₃): δ 202.5, 147.3, 129.4, 123.8, 115.8, 82.4, 71.8, 57.7, 21.9, 18.5.

HPLC: Chiralpak AS-H (hexane/i-PrOH, 85/15, flow rate 1 mL/min, λ=230 nm),

t_(R) (major)=15.8 min, t_(R) (minor)=50.2 min; >99% ee.

[α]_(D) ²⁵=−213.7 (c=1.0, CHCl₃).

HRMS (EI) calcd for C₁₂H₁₄O₄N₂, m/z 250.0948. found 250.0944.

(3R,6R)-3-(nitromethyl)-2-o-tolylmorpholine-6-carbaldehyde 33b

Prepared according to the general procedure from 31a (1.5 mmol) and 2-nitrosotoluene (0.5 mmol) to provide the title compound as yellow oil (105 mg, 79% yield) after silica gel chromatography (EtOAc/Hexane).

¹H NMR (500 MHz, CDCl₃) δ 9.75 (d, J=1.0 Hz, 1H, CHO), 7.35-7.12 (m, 4H, ArH), 4.82 (m, 1H, CH₂NO₂), 4.61 (m, 1H, CH₂NO₂), 4.46 (m, 1H, CHCHO), 3.97-3.94 (m, 1H, CHN), 2.22 (s, 3H, CH₃Ar), 2.20-2.13 (m, 2H, CH₂CHCHO), 2.06-1.75 (m, 2H, CH₂CHN).

¹³C NMR (100 MHz, CDCl₃): δ 202.4, 145.8, 131.4, 126.6, 126.1, 119.9, 82.7, 71.9, 57.8, 22.8, 18.7, 17.5.

HPLC: Chiralpak AS-H (hexane/i-PrOH, 85/15, flow rate 1 mL/min, λ=220 nm),

t_(R) (major)=14.0 min, t_(R) (minor)=16.8 min; 97% ee.

[α]_(D) ²⁵=−66.9 (c=0.8, CHCl₃).

HRMS (EI) calcd for C₁₃H₁₆O₄N₂, m/z 264.1105. found 264.1099.

(3R,6R)-2-(4-bromophenyl)-3-(nitromethyl)morpholine-6-carbaldehyde 33c

Prepared according to the general procedure from 31a (1.5 mmol) and 1-bromo-4-nitrosobenzene (0.5 mmol) to provide the title compound as yellow oil (145 mg, 88% yield) after silica gel chromatography (EtOAc/Hexane).

¹H NMR (400 MHz, CDCl₃) δ 9.75 (s, 1H, CHO), 7.28 (dd, J=120, 8.4 Hz, 4H, ArH), 4.85-4.79 (m, 1H, CH₂NO₂), 4.53-4.49 (m, 2H, CH₂NO₂+CHCHO), 4.42 (m, 1H, CHN), 2.29-2.14 (m, 2H, CH₂CHCHO), 2.13-1.83 (m, 2H, CH₂CHN).

¹³C NMR (100 MHz, CDCl₃): δ 202.0, 146.4, 132.4, 117.5, 116.5, 82.5, 71.8, 57.6, 21.9, 18.4.

HPLC: Chiralpak AS-H (hexane/i-PrOH, 85/15, flow rate 1 mL/min, λ=254 nm),

t_(R) (major)=17.5 min, t_(R) (minor)=44.9 min; >99% ee.

[α]_(D) ²⁵=−65.0 (c=0.8, CHCl₃).

HRMS (EI) calcd for C₁₂H₁₃BrO₄N₂, m/z 328.0053. found 328.0009; calcd for C₁₂H₁₃BrO₄N₂, m/z 330.0033. found 330.0031.

(3R,6R)-3-((S)-1-nitroethyl)-2-phenylmorpholine-6-carbaldehyde 33d

Prepared according to the general procedure from 31b (1.5 mmol) and nitrosobenzene (0.5 mmol) to provide the title compound as yellow solid (99 mg, 75% yield) after silica gel chromatography (EtOAc/Hexane).

¹H NMR (500 MHz, CDCl₃) δ 9.66 (s, 1H, CHO), 7.37-7.01 (m, 5H, ArH), 5.38-5.33 (m, 1H, CHNO₂), 4.54-4.53 (m, 1H, CHCHO), 4.27-4.25 (m, 1H, CHN), 2.23-2.04 (m, 2H, CH₂CHCHO), 2.03-1.72 (m, 2H, CH₂CHN), 1.26 (d, J=7.0 Hz, 3H, CH₃).

¹³C NMR (100 MHz, CDCl₃): δ 202.7, 148.7, 129.3, 122.3, 114.1, 83.2, 82.2, 61.1, 22.7, 19.2, 18.6.

HPLC: Chiralpak AS-H (hexane/i-PrOH, 85/15, flow rate 1 mL/min, λ=230 nm), t_(R) (major)=11.0 min, t_(R) (minor)=20.6 min; 99% ee.

[α]_(D) ²⁵=−46.8 (c=1.1, CHCl₃)

HRMS (EI) calcd for C₁₃H₁₆O₄N₂, m/z 264.1105. found 264.1104.

(3R,6R)-2-(4-bromophenyl)-3-((S)-1-nitroethyl)morpholine-6-carbaldehyde 33e

Prepared according to the general procedure from 31b (1.5 mmol) and 1-bromo-4-nitrosobenzene (0.5 mmol) to provide the title compound as yellow oil (125 mg, 73% yield) after silica gel chromatography (EtOAc/Hexane).

¹H NMR (400 MHz, CDCl₃) δ 9.63 (s, 1H, CHO), 7.24 (dd, J=115, 8.8 Hz, 4H, ArH), 5.37-5.30 (m, 1H, CHNO₂), 4.53 (m, 1H, CHCHO), 4.22 (m, 1H, CHN), 2.23-2.04 (m, 2H, CH₂CHCHO), 2.03-1.71 (m, 2H, CH₂CHN), 1.27 (d, J=6.8 Hz, 3H, CH₃).

¹³C NMR (100 MHz, CDCl₃): δ 202.1, 147.8, 132.2, 115.8, 114.8, 83.2, 82.1, 61.0, 22.5, 19.1, 18.7.

HPLC: Chiralpak AS-H (hexane/i-PrOH, 85/15, flow rate 1 mL/min, λ=254 nm),

t_(R) (major)=14.3 min, t_(R) (minor)=22.9 min; 99% ee.

[α]_(D) ²⁵=−44.2 (c=0.7, CHCl₃).

HRMS (EI) calcd for C₁₃H₁₅BrO₄N₂, m/z 342.0210. found 342.0209; calcd for C₁₃H₁₅BrO₄N₂, m/z 344.0189. found 344.0194.

(3R,6R)-3-((S)-1-nitropropyl)-2-phenylmorpholine-6-carbaldehyde 33f

Prepared according to the general procedure from 31c (1.5 mmol) and nitrosobenzene (0.5 mmol) to provide the title compound as yellow oil (95 mg, 68% yield) after silica gel chromatography (EtOAc/Hexane).

¹H NMR (400 MHz, CDCl₃) δ 9.66 (s, 1H, CHO), 7.37-7.00 (m, 5H, ArH), 5.21-5.15 (m, 1H, CHNO₂), 4.53 (m, 1H, CHCHO), 4.25 (m, 1H, CHN), 2.22-2.04 (m, 2H, CH₂CHCHO), 2.03-1.72 (m, 2H, CH₂CHN), 1.67-1.43 (m, 2H, CH₂CH₃), 0.81 (t, J=7.6 Hz, 3H, CH₂CH₃).

¹³C NMR (100 MHz, CDCl₃): δ 202.7, 148.6, 129.3, 122.3, 114.0, 89.1, 83.2, 60.3, 25.5, 22.7, 19.2, 10.4.

HPLC: Chiralpak AS-H (hexane/i-PrOH, 85/15, flow rate 1 mL/min, λ=230 nm),

t_(R) (major)=8.7 min, t_(R) (minor)=16.9 min; >99% ee.

[α]_(D) ²⁵=−38.3 (c=0.8, CHCl₃).

HRMS (EI) calcd for C₁₄H₁₈O₄N₂, m/z 278.1261. found 278.1263.

(3R,6R)-2-(4-bromophenyl)-3-((S)-1-nitropropyl)morpholine-6-carbaldehyde 33g

Prepared according to the general procedure from 31c (1.5 mmol) and 1-bromo-4-nitrosobenzene (0.5 mmol) to provide the title compound as yellow oil (107 mg, 60% yield) after silica gel chromatography (EtOAc/Hexane).

¹H NMR (400 MHz, CDCl₃) δ 9.62 (s, 1H, CHO), 7.23 (dd, J=160, 9.2 Hz, 4H, ArH), 5.18-5.13 (m, 1H, CHNO₂), 4.53-4.52 (m, 1H, CHCHO), 4.22-4.19 (m, 1H, CHN), 2.23-2.15 (m, 2H, CH₂CHCHO), 2.05-1.71 (m, 2H, CH₂CHN), 1.38-1.07 (m, 2H, CH₂CH₃), 0.83 (t, J=7.6 Hz, 3H, CH₂CH₃).

¹³C NMR (100 MHz, CDCl₃): δ 202.2, 147.9, 132.2, 115.6, 114.6, 89.0, 83.3, 60.2, 25.6, 22.6, 19.1, 10.4.

HPLC: Chiralpak AS-H (hexane/i-PrOH, 85/15, flow rate 1 mL/min, λ=254 nm),

t_(R) (major)=10.2 min, t_(R) (minor)=18.0 min; >99% ee.

[α]_(D) ²⁵=−36.5 (c=0.7, CHCl₃).

HRMS (EI) calcd for C₁₄H₁₇BrO₄N₂, m/z 356.0366. found 356.0359.

(3R,6R)-3-((S)-nitro(phenyl)methyl)-2-phenylmorpholine-6-carbaldehyde 33h

Prepared according to the general procedure from 31d (1.5 mmol) and nitrosobenzene (0.5 mmol) to provide the title compound as white solid (119 mg, 73% yield) after silica gel chromatography (EtOAc/Hexane).

¹H NMR (400 MHz, CDCl₃) δ 9.61 (s, 1H, CHO), 7.29-6.64 (m, 10H, ArH), 6.32 (m, CHNO₂), 4.80-4.77 (m, 1H, CHCHO), 4.58 (m, 1H, CHN), 2.32-2.19 (m, 2H, CH₂CHCHO), 2.18-1.88 (m, 2H, CH₂CHN).

¹³C NMR (100 MHz, CDCl₃): δ 202.8, 148.0, 131.0, 129.6, 129.1, 128.2 128.2, 121.7, 115.0, 88.9, 83.2, 61.8, 23.3, 19.2.

HPLC: Chiralpak AS-H (hexane/i-PrOH, 85/15, flow rate 1 mL/min, λ=220 nm),

t_(R) (major)=11.9 min, t_(R) (minor)=30.2 min; >99% ee.

[α]_(D) ²⁵=−66.5 (c=0.8, CHCl₃).

HRMS (EI) calcd for C₁₈H₁₈O₄N₂, m/z 326.1261. found 326.1262.

(3R,6R)-3-((S)-1-nitro-2-phenylethyl)-2-phenylmorpholine-6-carbaldehyde 33i

Prepared according to the general procedure from 31e (1.5 mmol) and nitrosobenzene (0.5 mmol) to provide the title compound as white solid (85 mg, 50% yield) after silica gel chromatography (EtOAc/Hexane).

¹H NMR (400 MHz, CDCl₃) δ 9.70 (s, 1H, CHO), 7.40-6.98 (m, 10H, ArH), 5.50-5.44 (m, 1H, CHNO₂), 4.58-4.57 (m, 1H, CHCHO), 4.31 (m, 1H, CHN), 2.88-2.75 (m, 2H, CH₂Ar), 2.23-2.20 (m, 2H, CH₂CHCHO), 2.09-1.76 (m, 2H, CH₂CHN).

¹³C NMR (100 MHz, CDCl₃): δ 202.6, 148.6, 135.2, 129.5, 128.8, 128.5 127.5, 122.7, 114.4, 88.7, 83.2, 60.7, 38.5, 22.7, 19.2.

HPLC: Chiralpak AS-H (hexane/i-PrOH, 85/15, flow rate 1 mL/min, λ=230 nm),

t_(R) (major)=11.2 min, t_(R) (minor)=35.2 min; >99% ee.

[α]_(D) ²⁵=−51.8 (c=0.7, CHCl₃).

HRMS (EI) calcd for C₁₉H₂₀O₄N₂, m/z 340.1418. found 340.1419.

(3R,6R)-2-(4-bromophenyl)-3-((S)-1-nitro-2-phenylethyl)morpholine-6-carbaldehyde 33j

Prepared according to the general procedure from 31e (1.5 mmol) and 1-bromo-4-nitrosobenzene (0.5 mmol) to provide the title compound as white solid (138 mg, 66% yield) after silica gel chromatography (EtOAc/Hexane).

¹H NMR (400 MHz, CDCl₃) δ 9.67 (s, 1H, CHO), 7.49-6.99 (m, 9H, ArH), 5.47-5.41 (m, 1H, CHNO₂), 4.58-4.56 (m, 1H, CHCHO), 4.28-4.25 (m, 1H, CHN), 2.89-2.77 (m, 2H, CH₂Ar), 2.23-2.19 (m, 2H, CH₂CHCHO), 2.11-1.78 (m, 2H, CH₂CHN).

¹³C NMR (100 MHz, CDCl₃): δ 202.0, 147.6, 134.9, 132.4, 128.9, 128.5 127.6, 116.0, 115.1, 88.5, 83.3, 60.4, 38.5, 22.4, 19.0.

HPLC: Chiralpak AS-H (hexane/i-PrOH, 85/15, flow rate 1 mL/min, λ=254 nm),

t_(R) (major)=12.4 min, t_(R) (minor)=29.4 min; 99% ee.

[α]_(D) ²⁵=−31.3 (c=0.7, CHCl₃).

HRMS (EI) calcd for C₁₉H₁₉BrO₄N₂, m/z 418.0523. found 418.0521.

(3R,6R)-3-((S)-1-nitro-2-p-tolylethyl)-2-phenylmorpholine-6-carbaldehyde 33k

Prepared according to the general procedure from 31f (1.5 mmol) and nitrosobenzene (0.5 mmol) to provide the title compound as white solid (83 mg, 47% yield) after silica gel chromatography (EtOAc/Hexane).

¹H NMR (400 MHz, CDCl₃) δ 9.70 (s, 1H, CHO), 7.39-6.86 (m, 9H, ArH), 5.47-5.41 (m, 1H, CHNO₂), 4.57 (m, 1H, CHCHO), 4.58 (m, 1H, CHN), 2.84-2.70 (m, 2H, CH₂Ar), 2.29 (s, 1H, CH₃Ar), 2.21-2.10 (m, 2H, CH₂CHCHO), 2.08-1.75 (m, 2H, CH₂CHN).

¹³C NMR (100 MHz, CDCl₃): δ 202.6, 148.6, 137.1, 132.1, 129.5, 128.4, 122.7 114.6, 114.4, 88.8, 83.2, 60.6, 38.1, 22.6, 21.0, 19.2.

HPLC: Chiralpak AS-H (hexane/i-PrOH, 85/15, flow rate 1 mL/min, λ=220 nm),

t_(R) (major)=10.2 min, t_(R) (minor)=30.7 min; >99% ee.

[α]_(D) ²⁵=−19.3 (c=0.7, CHCl₃).

HRMS (EI) calcd for C₂₀H₂₂O₄N₂, m/z 354.1574. found 354.1578.

(3R,6R)-2-(4-bromophenyl)-3-((S)-1-nitro-2-p-tolylethyl)morpholine-6-carbaldehyde 33l

Prepared according to the general procedure from 31f (1.5 mmol) and 1-bromo-4-nitrosobenzene (0.5 mmol) to provide the title compound as white solid (97 mg, 45% yield) after silica gel chromatography (EtOAc/Hexane).

¹H NMR (400 MHz, CDCl₃) δ 9.66 (s, 1H, CHO), 7.48-6.87 (m, 8H, ArH), 5.43-5.37 (m, 1H, CHNO₂), 4.57-4.55 (m, 1H, CHCHO), 4.26-4.24 (m, 1H, CHN), 2.85-2.72 (m, 2H, CH₂Ar), 2.30 (s, 1H, CH₃Ar), 2.21-2.19 (m, 2H, CH₂CHCHO), 2.10-1.78 (m, 2H, CH₂CHN).

¹³C NMR (100 MHz, CDCl₃): δ 202.1, 147.6, 137.3, 132.4, 131.7, 129.5 128.4, 116.0, 115.1, 88.6, 83.3, 60.4, 38.1, 22.4, 21.1, 19.0.

HPLC: Chiralpak AS-H (hexane/i-PrOH, 85/15, flow rate 1 mL/min, λ=254 nm),

t_(R) (major)=10.1 min, t_(R) (minor)=21.9 min; >99% ee.

[α]_(D) ²⁵=−16.6 (c=0.6, CHCl₃).

HRMS (EI) calcd for C₂₀H₂₁BrO₄N₂, m/z 432.0679. found 432.0681.

(3R,6R)-3-((S)-2-(4-chlorophenyl)-1-nitroethyl)-2-phenylmorpholine-6-carbaldehyde 33m

Prepared according to the general procedure from 31g (1.5 mmol) and nitrosobenzene (0.5 mmol) to provide the title compound as white solid (146 mg, 78% yield) after silica gel chromatography (EtOAc/Hexane).

¹H NMR (400 MHz, CDCl₃) δ 9.70 (s, 1H, CHO), 7.40-6.91 (m, 9H, ArH), 5.47-5.41 (m, 1H, CHNO₂), 4.57 (m, 1H, CHCHO), 4.31 (m, 1H, CHN), 2.85-2.68 (m, 2H, CH₂Ar), 2.22-2.11 (m, 2H, CH₂CHCHO), 2.09-1.75 (m, 2H, CH₂CHN).

¹³C NMR (100 MHz, CDCl₃): δ 202.4, 148.5, 133.7, 133.4, 129.9, 129.5, 129.0 122.8, 114.3, 88.6, 83.2, 60.7, 37.8, 22.7, 19.1.

HPLC: Chiralpak AS-H (hexane/i-PrOH, 85/15, flow rate 1 mL/min, λ=220 nm),

t_(R) (major)=12.3 min, t_(R) (minor)=48.2 min; >99% ee.

[α]_(D) ²⁵=−43.2 (c=0.7, CHCl₃).

HRMS (EI) calcd for C₁₉H₁₉ClO₄N₂, m/z 374.1028. found 374.1048; calcd for C₁₉H₁₉ ³⁷ClO₄N₂, m/z 376.0998. found 376.0990.

(3R,6R)-2-(4-bromophenyl)-3-((S)-2-(4-chlorophenyl)-1-nitroethyl)morpholine-6-carbaldehyde 33n

Prepared according to the general procedure from 31g (1.5 mmol) and 1-bromo-4-nitrosobenzene (0.5 mmol) to provide the title compound as white solid (179 mg, 78% yield) after silica gel chromatography (EtOAc/Hexane).

¹H NMR (400 MHz, CDCl₃) δ 9.66 (s, 1H, CHO), 7.50-6.93 (m, 8H, ArH), 5.47-5.38 (m, 1H, CHNO₂), 4.57 (m, 1H, CHCHO), 4.28 (m, 1H, CHN), 2.86-2.71 (m, 2H, CH₂Ar), 2.23-2.09 (m, 2H, CH₂CHCHO), 2.07-1.75 (m, 2H, CH₂CHN).

¹³C NMR (100 MHz, CDCl₃): δ 201.9, 147.5, 133.6, 133.3, 132.5, 129.9 129.1, 115.8, 115.2, 88.4, 83.3, 60.4, 37.8, 22.5, 18.9.

HPLC: Chiralpak AS-H (hexane/i-PrOH, 85/15, flow rate 1 mL/min, λ=254 nm),

t_(R) (major)=14.6 min, t_(R) (minor)=34.2 min; >99% ee.

[α]_(D) ²⁵=−17.5 (c=1.2, CHCl₃).

HRMS (EI) calcd for C₁₉H₁₈BrClO₄N₂, m/z 452.0133. found 452.0136.

(3R,6R)-3-((S)-2-(4-bromophenyl)-1-nitroethyl)-2-Phenylmorpholine-6-carbaldehyde 33o

Prepared according to the general procedure from 31h (1.5 mmol) and nitrosobenzene (0.5 mmol) to provide the title compound as white solid (157 mg, 75% yield) after silica gel chromatography (EtOAc/Hexane).

¹H NMR (300 MHz, CDCl₃) δ 9.68 (s, 1H, CHO), 7.39-6.82 (m, 9H, ArH), 5.45-5.37 (m, 1H, CHNO₂), 4.55-4.54 (m, 1H, CHCHO), 4.28-4.26 (m, 1H, CHN), 2.83-2.63 (m, 2H, CH₂Ar), 2.21-2.15 (m, 2H, CH₂CHCHO), 2.11-1.71 (m, 2H, CH₂CHN).

¹³C NMR (75 MHz, CDCl₃): δ 202.4, 148.5, 134.2, 131.9, 130.2, 129.5, 122.8, 121.7, 114.3, 88.5, 83.2, 60.7, 37.8, 22.7, 19.1.

HPLC: Chiralpak AS-H (hexane/i-PrOH, 85/15, flow rate 1 mL/min, λ=220 nm),

t_(R) (major)=13.3 min, t_(R) (minor)=49.1 min; >99% ee.

[α]_(D) ²⁵=−26.7 (c=1.2, CHCl₃).

HRMS (EI) calcd for C₁₉H₁₉BrO₄N₂, m/z 418.0523. found 418.0530.

(3R,6R)-2-(4-bromophenyl)-3-((S)-2-(4-bromophenyl)-1-nitroethyl)morpholine-6-carbaldehyde 33p

Prepared according to the general procedure from 31h (1.5 mmol) and 1-bromo-4-nitrosobenzene (0.5 mmol) to provide the title compound as white solid (34.8 mg, 70% yield) after silica gel chromatography (EtOAc/Hexane).

¹H NMR (400 MHz, CDCl₃) δ 9.66 (s, 1H, CHO), 7.50-6.87 (m, 8H, ArH), 5.44-5.38 (m, 1H, CHNO₂), 4.57 (m, 1H, CHCHO), 4.27 (m, 1H, CHN), 2.84-2.69 (m, 2H, CH₂Ar), 2.22-2.18 (m, 2H, CH₂CHCHO), 2.11-1.75 (m, 2H, CH₂CHN).

¹³C NMR (100 MHz, CDCl₃): δ 201.9, 147.5, 133.8, 132.5, 132.0, 130.2, 121.7, 116.2, 115.8, 88.3, 83.3, 60.4, 37.9, 22.5, 18.9.

HPLC: Chiralpak AS-H (hexane/i-PrOH, 85/15, flow rate 1 mL/min, λ=220 nm), t_(R) (major)=15.1 min, t_(R) (minor)=32.7 min; 99% ee.

[α]_(D) ²⁵=−24.1 (c=1.3, CHCl₃).

HRMS (EI) calcd for C₁₉H₁₈Br₂O₄N₂, m/z 495.9637. found 495.9641.

(3R,6R)-3-(nitromethyl)-2-p-tolylmorpholine-6-carbaldehyde 33q

Prepared according to the general procedure from 31a (1.5 mmol) and 4-nitrosotoluene (0.5 mmol) to provide the title compound as white solid (119 mg, 90% yield) after silica gel chromatography (EtOAc/Hexane).

¹H NMR (500 MHz, CDCl₃) δ 9.77 (d, J=1.0 Hz, 1H, CHO), 7.20-7.06 (m, 4H, ArH), 4.85-4.81 (m, 1H, CHNO₂), 4.54-4.50 (m, 2H, CHNO₂+CHCHO), 4.40-4.38 (m, 1H, CHN), 2.35 (s, 3H, ArCH₃), 2.33-2.11 (m, 2H, CH₂CHCHO), 2.10-1.85 (m, 2H, CH₂CHN).

¹³C NMR (125 MHz, CDCl₃): δ 202.6, 145.0, 133.5, 129.9, 116.0, 82.4, 71.9, 58.0, 22.0, 20.7, 18.6.

HPLC: Chiralpak AS-H (hexane/i-PrOH, 85/15, flow rate 1 mL/min, λ=230 nm),

t_(R) (major)=13.4 min, t_(R) (minor)=33.8 min; >99% ee.

[α]_(D) ²⁵=−227.5 (c=0.9, CHCl₃).

HRMS (EI) calcd for C₁₃H₁₆O₄N₂, m/z 264.1105. found 264.1099.

Survey the Catalysis in the Michael Addition Step

entry cat. (mol % ) temperature time % yield^(b) 1 none r.t. 48 h n. r. 2 none −20° C. 96 h n. r. 3 TEA (100) r.t. 48 h 31 4 Quinine (20) r.t. 12 h 95 ^(a) Unless otherwise noted, reactions were conducted with 1.0 equiv of 47 (1M), 1.0 equiv of 48 in CH₃CN. ^(b)Isolated yield.

A control experiment was designed to investigate the second Michael addition step by using 47 and 48 as mimics of the in situ generated amine moiety and nitroalkene part respectively. Without catalyst, the reaction did not proceed even after 2 days (entry 1); for the case at −20° C., similar result was obtained (entry 2). In the presence of 1 equiv of TEA as general base, the reaction gave 31% of Michael product after 48 h (entry 3), which revealed that tertiary amine itself was not efficient to enhance the reactivity of this transformation. When we changed to a catalyst with H bond donating ability such as Quinine, the reaction went on smoothly, providing 49 in excellent yield (entry 8). These observations implied that the second Michael addition step may be promoted through H-bonding catalysis. Combined with the fact that no intermediates can be detected by NMR experiments of reaction mixture or isolated, we propose a concerted mechanism for this tandem reaction: After the first aminoxylation step, which is known to proceed with high enantio-selectivity; clearly this selectivity is kept in the second step via a sterically favorable transition state (vide infra), and the final protonation was actually conducted in a concerted route assisted by a molecule of water through double H-bonding with in situ generated amine and the nitro group (cf. FIG. 12B). The proposed transition state is confirmed by DFT calculations (vide infra).

Computational Details.

DFT calculations were carried out with the Gaussian 03 package⁵. The transition structures are fully optimized by B3LYP⁶ method using 6-31G(d) basis set and have been confirmed to be a saddle point by the harmonic frequencies calculations at the same level of theory. Transition state geometries are also optimized in CH₃CN solution with PCM model (Cossi, M, et al., J. Chem. Phys. (2002) 117, 43-54) in Gaussian 03.

The calculated lowest energy transition state in gas phase and CH₃CN solution are shown in FIG. 19A and FIG. 19B respectively.

Example 3 Formation of Functionalized Tetrahydro-1,2-oxazines Via α-Aminoxylation of Aldehydes and Aza-Michael Reaction Using Aldehydes with an α,β-unsaturated 1,3-dicarboxyl Moiety

Investigations were started using the previously established conditions: nitrosobenzene (0.1 mmol, 1.0 equiv) and dimethyl 2-(5-oxopentylidene)malonate (0.12 mmol, 1.2 equiv) were added to 20 mol % L-proline in 1.0 mL of DMSO. The organocatalytic tandem aminoxylation/aza-Michael reaction was facile at room temperature and can be accomplished within 30 min. The reaction progress can be easily monitored by observation of its color change from green to orange. After workup, the desired cyclic product was isolated in 37% yield with excellent enantioselectivity (98% ee) and diastereoselectivity (>99:1 dr) (FIG. 13, entry 1). Furthermore, various catalysts and solvents were surveyed and summarized in FIG. 13. The reaction proceeded smoothly in the presence of pyrrolidinyl tetrazole IXb or thiazolidine-4-carboxylic acid IXd to afford the cycloadduct in a slightly lower yield and without any loss in the ee and dr values (FIG. 13, entries 2 and 3). Unfortunately, Jørgenson's catalyst IV cannot be employed in this reaction to afford the corresponding α-aminoxylation/aza-Michael product. L-Proline was chosen as the catalyst not only because it is abundant and cheap, but more importantly because of its efficiency among all the other investigated catalysts. The screening of various solvents revealed that CH₃CN is the best solvent as it gave the highest yield (52%) and without any loss of enantio- or diastereoselectivities (FIG. 13, entry 5). Halogenated solvent CHCl₃ (Table 1, entry 6) and highly polar and protophilic solvents, such as DMF and NMP (FIG. 13, entries 7 and 8), gave relatively lower yields (41-46%) whereas a less polar ethereal solvent, such as THF (FIG. 13, entry 9), and the most polar solvent water showed a deleterious effect on reactivity even after addition of tetraethyl ammonium bromide as PTC and stirring for 24 h (FIG. 13, entry 11).

Having established the choice of catalyst, the reaction temperatures were screened. It was observed that when the reaction temperature decreased from room temperature to −20° C. (FIG. 14, entries 1-3), the suppression of both side reaction and homodimer formation led to an increase in yield (from 52% to 65%) and without any loss in the ee and dr values. Increasing the equivalence of aldehyde to nitrosobenzene from 1.2 to 3 equiv increased the yield from 65% to 79% and at the same time decreased the reaction time from 24 h to 13 h. (FIG. 14, entries 3-6). Lastly, when the catalyst loadings were decreased from 20 to 5 mol %, the highest yield was found when 10 mol % of L-proline was used (FIG. 14, entries 6-8). In terms of operational convenience, 10 mol % of L-proline ensured high levels of reaction efficiency and enantioselectivity and was thus used in the next reaction. It is also noteworthy that after in situ reduction, the dr of corresponding alcohol product dropped significantly to 1:1 (FIG. 14, entry 9).

We further explored the generality of the reaction. The optimized reaction condition was applicable for reactions of various aromatic nitroso compounds 2a-h and some 2-(5-oxopentylidene) malonate derivatives 21a-g, to give moderate to good yields (52-84%) in excellent ee values (92-99%) and dr values (>99:1). The 2-methyl substituent in nitrosotoluene introduced more steric hindrance in the Michael addition step and this may account for the decrease in ee values (from 98% to 94% ee) when compared to the other nitrosobenzene derivatives. We observed that the substitutents in malonate also affected the yield of the Michael adducts. Isopropyl substituent, being more sterically hindered than propyl groups, generally gave low yields when compared with that of propyl substituents (FIG. 16, entries 10-11, 16-17, and 20-21). The reason why dipentyl 2-(5-oxopentylidene) malonate gave the worst result remains unknown (FIG. 16, entry 13).

To determine the stereochemistry of the tandem aminoxylation/aza-Michael reaction, a (2,4-dinitrophenyl) hydrazine derivative 50i of the aldehyde product 23i was synthesized (FIG. 15). The relative configuration of the (2,4-dinitrophenyl) hydrazone 50i was then determined by X-ray crystallography (FIG. 17). The R configuration of the chiral center created by the Michael addition was established by comparing it with the sterogenic center generated by the aminoxylation step based on the relative configuration of 4i and the known chemistry7 of the aminoxylation.

In summary, the first highly diastereo and enantioselective approach for the synthesis of these functionalized tetrahydro-1,2-oxazines via an organocatalyzed asymmetric tandem aminoxylation/aza-Michael reaction is presented. Further applications of this functionalized THOs to other synthetically useful transformations are underway.

General Experimental Information

Unless otherwise stated, all reagents were purchased from commercial suppliers and used without further purification. All solvents employed in the reactions were used directly without further purification. Organic solutions were concentrated under reduced pressure on Heidolph rotary evaporator. Reactions were monitored by thin-layer chromatography (TLC) on silica gel precoated glass plates (0.25 mm thickness, 60E-254, E. Merck). Chromatograms were visualized by fluorescence quenching with UV light at 254 nm or by staining using 2,4-dinitrophenyl hydrazine (2,4-DNP) stains. Further visualization was possible by staining with base solution of potassium permanganate. Flash column chromatography was performed using silica gel 60 (particle size 0.040-0.063 mm) from Merck. Racemic products were catalyzed by D,L-Proline.

IR spectra were recorded using FTIR Restige-21 (Shimadzu) with neat oil samples.

High Resolution Mass (HRMS) spectra were obtained using Finnigan MAT95XP GC/HRMS (Thermo Electron Corporation) for EI+; QTOF perimer for ESI⁺ and ESL

Proton nuclear magnetic resonance spectra (¹H NMR) were. recorded on a Bruker Avance DPX300, Bruker AMX400 and AMX500 spectrophotometer (CDCl₃ as solvent). Chemical shifts for ¹H NMR spectra are reported as δ in units of parts per million (ppm) downfield from SiMe₄ (δ 0.0) and relative to the signal of chloroform-d (δ 7.26, s). Multiplicities were given as: s (singlet); d (doublet); t (triplet); q (quartet); dd (doublets of doublet); dt (doublets of triplet); or m (multiplets). The number of protons (n) for a given resonance is indicated by nH. Coupling constants are reported as a J value in Hz. Carbon nuclear magnetic resonance spectra (¹³C NMR) are reported as δ in units of parts per million (ppm) downfield from SiMe₄ (δ 0.0) and relative to the signal of chloroform-d (δ 77.0, t).

Enantioselectivities were determined by High performance liquid chromatography (HPLC) analysis employing a Daicel Chiracel OD-H or AS-H column at 25° C. (in comparison with racemic products). Optical rotations were measured in CHCl₃ on a Schmidt+Haensch polarimeter with a 1 cm cell (c given in g/l mL).

Absolute configurations of the products were determined by X-Ray crystallography together with comparison of NMR data.

General Procedure for the Preparation of Substrates

5,5-Dimethoxypentanal (Aggarwal, V. K.; Roseblade, S. J.; Barrell, J. K.; Alexander, R. Org. Lett. (2002) 4, 1227-1229)

A 500 mL, three-necked, round-bottomed flask was fitted with a glass frit to admit ozone, and a magnetic stirrer bar and was charged with cyclopentene (6.8 g, 100 mmol), anhydrous dichloromethane (250 mL) and anhydrous methanol (50 mL). The flask was cooled to −78° C. and ozone was bubbled through the solution with stirring until a blue colour remained. Nitrogen was passed through the solution until the blue colour was discharged and then the cold bath was removed. The drying tube and ozone inlet were replaced with a glass stopper and a rubber septum and PTsOH monohydrate (1.47 g, 7.70 mmol, 10% w/w) was added. The solution was allowed to warm to room temperature as it stirred under nitrogen for 90 minutes.

Anhydrous sodium hydrogencarbonate (2.59 g, 30.8 mmol) was added to the flask and the mixture was stirred for 15 minutes after which time dimethyl sulfide (16 mL, 200 mmol) was added. After stirring for 16 hours the heterogeneous mixture was concentrated in vacuo. Dichloromethane (100 mL) was added and the mixture was washed with water (75 mL). The aqueous layer was extracted with dichloromethane (3×100 mL) and the combined organic layers were dried (MgSO₄), filtered and concentrated in vacuo. Column chromatography (EtOAc/Hexane=15:85) on silica gel gave aldehyde as a colorless oil (7.0 g, 48%). (¹H NMR [300 MHz, CDCl₃] 1.57-1.79 (4H, m), 2.44-2.52 (2H, m), 3.32 (6H, s, 2×OCH₃), 4.37 (1H, t, J=5.6 Hz, CH(OMe)₂), 9.77 (1H, t, J=1.3 Hz, CHO).

General Procedure of the Knoevenagel Reaction (Tietze, L. F.; Beifuss, U. Angew. Chem. Int. Ed. (1985) 97, 1067-1068)

To a stirred solution of 5,5-dimethoxypentanal (1.46 g, 10 mmol) and dimethyl malonate (1.45 g, 11 mmol) in anhydrous methylene chloride (5 mL) were added piperidine (85 mg, 1 mmol) and acetic acid (60 mg, 1 mol) at 0° C., the mixture was stirred at room temperature for 45 min, TLC monitored, after the completely consumption of Aldehyde, the reaction mixture was evaporated in vacuo, diluted with ether 50 mL, and washed twice with water (20 mL×2), the aqueous phases were extracted with ether (10 mL×3), the organic phases were successively washed with saturated sodium bicarbonate solution (10 mL), water (10 mL), brine (10 mL), and dried over anhydrous Na₂SO₄. After removed the solvent, the crude product was purified on silica gel column or directly used in next step. Obtained 1.0 g colorless oil, yield 42%.

General Procedure of Deprotection (Zhou, Gang; Hu, Qi-Ying; Corey, E. J. Org. Lett. (2003) 5, 3979-3982)

To a solution of dimethyl 2-(5,5-dimethoxypentylidene)malonate (1.0 g, 3.84 mmol) in THF (20 mL) was added 2N HCl (4 mL). After stirring for 8 h at r.t., the mixture was extracted with Et₂O (3×50 mL). The organic phase was combined, washed with aq. NaHCO₃ solution (3×10 mL), brine (2×10 mL), and dried (MgSO₄). The solvent was removed in vacuo, Column chromatography (EtOAc:Hexane=10:90) on silica gel gave to give 0.7 g (83%) of aldehyde as a colorless oil.

Colorless oil, yield 36% (two step) after silica gel chromatography (EtOAc/Hexane=15:85).

¹H NMR (300 MHz, CDCl₃): δ 9.78 (t, J=1.2 Hz, 1H), 7.00 (t, J=8.0 Hz, 1H), 3.84 (s, 3H), 3.80 (s, 3H), 2.53 (m, 2H), 2.36 (q, J=7.8 Hz, 2H), 1.86 (m, 2H)

¹³C NMR (75 MHz, CDCl₃): δ 201.4, 165.7, 164.2, 148.7, 128.9, 52.4, 52.4, 42.7, 28.9, 20.5

HRMS (ESI+) calcd for C₁₀H₁₅O₅ ⁺³, [M+H]⁺215.0919. found 215.0917.

Colorless oil, yield 43% (two step) after silica gel chromatography (EtOAc/Hexane=15:85).

¹H-NMR (300 MHz, CDCl₃): δ 9.79 (s, 1H), 6.95 (t, J=8.0 Hz, 1H), 4.22-4.35 (m, 4H), 2.49-2.54 (m, 2H), 2.37 (q, J=7.3 Hz, 2H), 1.85 (t, J=7.3 Hz, 2H), 1.29-1.76 (m, 6H)

¹³C-NMR (75 MHz, CDCl₃): δ 201.4, 165.3, 163.8, 147.6, 129.7, 61.4, 42.8, 28.8, 20.5, 14.1, 14.1

HRMS (ESI+) calcd for C₁₂H₁₉O₅ ⁺, [M+H]⁺243.1232. found 243.1229.

Colorless oil, yield 42% (two step) after silica gel chromatography (EtOAc/Hexane=15:85).

¹H-NMR (300 MHz, CDCl₃): δ 9.67 (t, J=2.4 Hz, 1H), 6.84 (t, J=8.0 Hz, 1H), 4.09 (t, J=6.6 Hz, 2H), 4.04 (t, J=6.6 Hz, 2H), 2.41 (dt, J₁=1.2 Hz, J₂=14.7 Hz, 2H), 2.25 (q, J=7.5 Hz, 2H), 1.53-1.78 (m, 6H), 0.86 (q, J=7.5 Hz, 6H)

¹³C-NMR (75 MHz, CDCl₃): δ 201.2, 165.3, 163.7, 147.4, 129.6, 66.8, 66.7, 42.7, 28.7, 21.8, 21.8, 20.4, 10.3, 10.2

HRMS (ESI+) calcd for C₁₄H₂₃O₅ ⁺, [M+H]⁺271.1545. found 271.1547.

Colorless oil, yield 41% (two step) after silica gel chromatography (EtOAc/Hexane=15:85).

¹H-NMR (300 MHz, CDCl₃): δ 9.73 (s, 1H), 6.83 (t, J=15.9 Hz, 1H), 5.00-5.15 (m, 2H), 2.43-2.48 (m, 2H), 2.25-2.33 (m, 2H), 1.76-1.81 (m, 2H), 1.23 (d, J=7.2 Hz, 6H), 1.26 (d, J=7.2 Hz, 6H)

¹³C-NMR (75 MHz, CDCl₃): δ 201.3, 164.9, 163.3, 146.5, 130.4, 68.9, 68.9, 42.8, 28.6, 21.7 (2C), 20.5 (2C)

HRMS (ESI+) calcd for C₁₄H₂₃O₅ ⁺, [M+H]⁺271.1545. found 271.1550.

Colorless oil, yield 45% (two step) after silica gel chromatography (EtOAc/Hexane=15:85).

¹H-NMR (300 MHz, CDCl₃): δ 9.75 (t, J=2.4 Hz, 1H), 6.90 (t, J=15.9 Hz, 1H), 4.15-4.23 (m, 4H), 2.45-2.50 (m, 2H), 2.31 (q, J=7.5 Hz, 2H), 1.81-1.86 (m, 2H), 1.59-1.67 (m, 4H), 1.31-1.49 (m, 4H), 0.86 (q, J=7.5 Hz, 6H)

¹³C-NMR (75 MHz, CDCl₃): δ 201.3, 165.4, 163.8, 147.5, 129.7, 65.2, 42.8, 30.5, 30.5, 28.8, 20.5, 19.0, 13.6, 13.6

HRMS (ESI+) calcd for C₁₆H₂₇O₅ ⁺, [M+H]⁺299.1858. found 299.1857.

Colorless oil, yield 47% (two step) after silica gel chromatography (EtOAc/Hexane=15:85).

¹H-NMR (400 MHz, CDCl₃): δ 9.66 (s, 1H), 6.83 (t, J=8.0 Hz, 1H), 4.11 (t, J=6.6 Hz, 2H), 2.40 (t, J=7.1 Hz, 2H), 2.24 (q, J=7.1 Hz, 2H), 1.76 (m, 2H), 1.54-1.60 (m, 4H), 1.23-1.26 (m, 8H), 0.80-0.81 (m, 6H)

¹³C-NMR (100 MHz, CDCl₃): δ 201.2, 165.4, 163.7, 147.4, 129.7, 65.4, 65.4, 42.7, 28.7, 28.1, 28.1, 27.9, 27.9, 22.2, 20.4, 13.8

HRMS (ESI+) calcd for C₁₈H₃₁O₅ ⁺, [M+H]⁺327.2171. found 327.2168.

Colorless oil, yield 48% (two step) after silica gel chromatography (EtOAc/Hexane=15:85).

¹H-NMR (400 MHz, CDCl₃): δ 9.65 (s, 1H), 6.82 (t, J=8.0 Hz, 1H), 4.10 (t, J=6.6 Hz, 2H), 4.06 (t, J=6.6 Hz, 2H), 2.39 (t, J=7.4 Hz, 2H), 2.23 (q, J=7.4 Hz, 2H), 1.72 (m, 2H), 1.51-1.61 (m, 4H), 1.13-1.28 (m, 12H), 0.76-0.79 (m, 6H)

¹³C-NMR (100 MHz, CDCl₃): δ 201.2, 165.3, 163.7, 147.4, 129.7, 65.4, 65.3, 42.7, 31.3, 28.7, 28.4, 28.4, 25.5, 25.4, 22.4, 22.4, 20.4, 13.9

HRMS (ESI+) calcd for C₂₀H₃₅O₅ ⁺, [M+H]⁺355.2484. found 355.2485.

General Procedure for Synthesis of Nitrosobenzene Derivatives (Defoin, A., Synthesis (2004)

R′=3-Me, 4-Me, 3-Cl, 4-Cl, 4-Br, 4-OPh

To a stirred solution of aniline (10 mmol) in MeOH (3 mL) were added H₂O₂ (5.5 mL, 40 mmol, 4 equiv) and H₂O (4.5 mL). Aniline precipitated as fine crystals and then MoO₃ (144 mg, 1 mmol) and aqueous KOH solution (1 mL, 1 mmol) were added and the solution stirred at 0° C. The solution became brown and then yellow with formation of a precipitate, pH value 3-3.5. The reaction was monitored by ¹H NMR in CDCl₃. After the reaction finished, H₂O (15 mL) was added and extracted with DCM 50 mL×3, dried with anhydrous MgSO₄, concentrated and purified by column chromatography (EtOAc/Hexane=5:95) on silica gel to give the nirosobenzene derivatives as a yellow solid.

Prepared according to the general procedures as a yellow solid, yield 67% after silica gel chromatography.

¹H-NMR (500 MHz, CDCl₃): δ7.78 (d, J=6.5 Hz, 1H), 7.64 (s, 1H), 7.49-7.54 (m, 2H), 2.51 (s, 3H)

¹³C-NMR (125 MHz, CDCl₃): δ 166.3, 139.5, 136.3, 129.1, 120.9, 119.1, 21.2

HRMS (EI+) calcd for C₇H₇NO, [M]⁺ 121.0522. found 121.0524.

Prepared according to the general procedures as a yellow solid, yield 61% after silica gel chromatography.

¹H-NMR (500 MHz, CDCl₃): δ 8.06 (dt, J₁=1.4 Hz, J₂=7.8 Hz, 1H), 7.69 (m, 1H), 7.61-7.64 (m, 2H)

¹³C-NMR (125 MHz, CDCl₃): δ 165.1, 136.0, 135.0, 130.8, 121.5, 118.7

HRMS (EI+) calcd for C₆H₄ClNO, [M]⁺ 140.9976. found 140.9974.

The ¹H-NMR of 4-Me, 4-Cl, 4-Br nitosobenzenes are consistent with literature (Defoin, 2004, supra) reported.

The ¹H-NMR of 4-OPh nitrosobenzene is consistent with literature (Momiyama, N, et al., J. Am. Chem. Soc. (2007) 129, 1190-1195) reported.

General Procedure for the Tandem Aminoxylation-Michael Addition reaction

In a 5 mL vial equipped with stirring bar, dimethyl 2-(5-oxopentylidene)malonate (63 mg, 0.3 mmol) was dissolved in 1 mL of CH₃CN. The mixture was then cooled to −78° C. for 5 min, L-Proline (1.2 mg, 0.01 mmol) and nitrosobenzene (10.7 mg, 0.1 mmol) was added in one portion. The resulted mixture was then stirred at −20° C. and monitored by TLC, after complete consumption of the nitrosobenzene, the solvent was removed under vacuum, 5 mL of H₂O was added, and extracted with ethyl acetate 10 mL three times. The combined organic layers were washed with brine, dried over anhydrous Na₂SO₄ and concentrated under vacuum after filtration. Purification by flash column chromatography (silica gel, Hexane/EtOAc) afforded the product 26 mg (84%). The ee value was measured by HPLC on a chiral phase HPLC: Chiral-AS-H column, λ=254 nm, i-PrOH/hexane=5:95, flow rate=1.0 mL/min, t₁=12.99 min (major), t₂=13.72 min (minor), 98% ee.

Prepared according to the general procedure, got a colorless oil, 27 mg, yield 84% after silica gel chromatography, eluent (EtOAc/Hexane=5:95-15:85).

¹H-NMR (300 MHz, CDCl₃): δ 9.68 (d, J=1.2 Hz, 1H), 7.25-7.31 (m, 2H), 7.09-7.12 (m, 2H), 6.98 (t, J=7.5 Hz, 2H), 4.49-4.60 (m, 2H), 4.28 (d, J=9.0 Hz, 1H), 3.66 (s, 3H), 3.10 (s, 3H), 2.02-2.18 (m, 3H), 1.78-1.80 (m, 1H)

¹³C-NMR (75 MHz, CDCl₃): δ 203.1, 168.2, 167.5, 147.6, 128.6 (2C), 122.7, 116.0 (2C), 82.9, 59.1, 52.8, 52.2, 49.4, 23.8, 19.2

HRMS (ESI−) calcd for C₁₆H₁₈NO₆ ⁻, [M−H]⁻ 320.1134. found 320.1133.

The enantiomeric excess was determined by HPLC analysis employing a Daicel Chiracel AS-H column (Hexane/1-propanol=95:5, 1 mL/min): t₁=12.99 min (major), t₂=13.72 min (minor).

(>98% ee) [α]²⁵ _(D): −6.17 (c=0.51, CHCl₃).

Prepared according to the general procedure, got a colorless oil, 23 mg, yield 70% after silica gel chromatography, eluent (EtOAc/Hexane=5:95-15:85)

¹H-NMR (300 MHz, CDCl₃): δ 9.75 (s, 1H), 7.35 (d, J=7.8 Hz, 1H), 7.14-7.19 (t, J=6.6 Hz, 2H), 7.03-7.08 (m, 1H), 4.46-4.47 (m, 1H), 4.34-4.37 (m, 1H), 4.23-4.27 (m, 1H), 3.73 (s, 3H), 3.22 (s, 3H), 2.25 (s, 3H), 2.03-2.20 (m, 3H), 1.69-1.70 (m, 1H)

¹³C-NMR (75 MHz, CDCl₃): δ 203.1, 168.3, 167.5, 146.3, 130.74 (2C), 125.9, 125.3, 119.6, 83.0, 58.3, 52.8, 52.3, 49.5, 23.6, 19.4, 17.6

HRMS (ESI−) calcd for C₁₇H₂₀NO₆ ⁻, [M−H]⁻ 334.1291. found 334.1291.

The enantiomeric excess was determined by HPLC analysis employing a Daicel Chiracel AS-H column (Hexane/1-propanol=99:1, 1.0 mL/min): t₁=17.02 min (minor), t₂=19.42 min (major). (94% ee)

[α]²⁵ _(D): −10.57 (c=0.71, CHCl₃)

Prepared according to the general procedure, got a colorless oil, 21 mg, yield 63% after silica gel chromatography, eluent (EtOAc/Hexane=5:95-15:85).

¹H-NMR (500 MHz, CDCl₃): δ 9.69 (s, 1H), 7.18 (t, J=8.1 Hz, 1H), 6.93 (t, J=8.1 Hz, 2H), 6.81 (d, J=8.1 Hz, 1H), 4.56 (d, J=8.5 Hz, 2H), 4.51 (d, J=3.2 Hz, 1H), 4.28 (d, J=8.5 Hz, 1H), 3.77 (s, 3H), 3.14 (s, 3H), 2.35 (s, 3H), 2.04-2.15 (m, 3H), 1.78-1.80 (m, 1H)

¹³C-NMR (125 MHz, CDCl₃): δ 203.2, 168.3, 167.5, 147.7, 138.4, 128.5, 123.5, 116.7, 113.3, 82.9, 59.1, 52.8, 52.1, 49.4, 23.8, 21.6, 19.3

HRMS (ESI−) calcd for C₁₇H₂₀NO₆ ⁻, [M−H]⁻ 334.1291. found 334.1295.

The enantiomeric excess was determined by HPLC analysis employing a Daicel Chiracel AD-H column (Hexane/1-propanol=95:5, 1.0 mL/min): t₁=14.90 min (minor), t₂=18.17 min (major). (98% ee)

[α]²⁵ _(D): −59.13 (c=1.2, CHCl₃)

Prepared according to the general procedure, got a colorless oil, 24 mg yield 73% after silica gel chromatography, eluent (EtOAc/Hexane=5:95-15:85).

¹H-NMR (400 MHz, CDCl₃): δ 9.64 (d, J=1.0 Hz, 1H), 7.07 (d, J=8.6 Hz, 2H), 6.98 (d, J=8.6 Hz, 2H), 4.45-4.48 (m, 2H), 4.22 (d, J=9.3 Hz, 1H), 3.73 (s, 3H), 3.12 (s, 3H), 2.26 (s, 3H), 2.00-2.09 (m, 3H), 1.74-1.78 (m, 1H)

¹³C-NMR (100 MHz, CDCl₃): δ 203.2, 168.3, 167.6, 145.3, 132.4, 129.1 (2C), 116.6 (2C), 82.9, 59.5, 52.8, 52.2, 49.5, 23.8, 20.6, 19.4

HRMS (ESI−) calcd for C₁₇H₂₀NO₆ ⁻, [M−H]⁻ 334.1291. found 334.1292.

The enantiomeric excess was determined by HPLC analysis employing a Daicel Chiracel AS-H column (Hexane/1-propanol=95:5, 1.0 mL/min): t₁=12.81 min (major), t₂=17.86 min (minor). (99% ee)

[α]²⁵ _(D): −53.67 (c=1.2, CHCl₃)

Prepared according to the general procedure, got a colorless oil, 23 mg, yield 65% after silica gel chromatography, eluent (EtOAc/Hexane=5:95-15:85).

¹H-NMR (400 MHz, CDCl₃): δ 9.65 (s, 1H), 7.16-7.21 (m, 2H), 6.92 (t, J=8.4 Hz, 2H), 4.55 (d, J=9.2 Hz, 2H), 4.50 (d, J=4 Hz, 1H), 4.26 (d, J=9.2 Hz, 1H), 3.75 (s, 3H), 3.18 (s, 3H), 2.05-2.15 (m, 3H), 1.77-1.79 (m, 1H)

¹³C-NMR (100 MHz, CDCl₃): δ 202.7, 168.0, 167.3, 148.8, 134.6, 129.6, 122.4, 115.8, 114.0, 83.1, 58.9, 52.9, 52.3, 49.3, 23.66, 19.0

HRMS (ESI−) calcd for C₁₆H₁₇ClNO₆ ⁻, [M−H]⁻ 354.0776. found 354.0772.

The enantiomeric excess was determined by HPLC analysis employing a Daicel Chiracel AD-H column (Hexane/1-propanol=95:5, 1.0 mL/min): t₁=17.73 min (minor), t₂=27.99 min (major). (98% ee)

[α]²⁵ _(D): −11.79 (c=1.0, CHCl₃)

Prepared according to the general procedure, got a colorless oil, 22 mg, yield 62% after silica gel chromatography, eluent (EtOAc/Hexane=5:95-15:85)

¹H-NMR (400 MHz, CDCl₃): δ 9.63 (s, 1H), 7.23 (d, J=8.8 Hz, 2H), 7.03 (d, J=8.8 Hz, 2H), 4.48-4.53 (m, 2H), 4.24 (d, J=9.2 Hz, 1H), 3.74 (s, 3H), 3.16 (s, 3H), 2.01-2.13 (m, 3H), 1.75-1.79 (m, 1H)

¹³C-NMR (100 MHz, CDCl₃): δ 202.8, 168.0, 167.4, 146.2, 128.6 (2C), 127.7, 117.4 (2C), 83.0, 59.1, 52.9, 52.3, 49.4, 23.7, 19.1

HRMS (ESI−) calcd for C₁₆H₁₇ClNO₆ ⁻, [M−H]⁻ 354.0776. found 354.0772.

The enantiomeric excess was determined by HPLC analysis employing a Daicel Chiracel AS-H column (Hexane/1-propanol=95:5, 1.0 mL/min): t₁=17.90 min (major), t₂=26.08 min (minor). (99% ee)

[α]²⁵ _(D): −34.46 (c=1.1, CHCl₃)

Prepared according to the general procedure, got a colorless oil, 29 mg, yield 72% after silica gel chromatography, eluent (EtOAc/Hexane=5:95-15:85).

¹H-NMR (300 MHz, CDCl₃): δ 9.65 (s, 1H), 7.40 (d, J=9.0 Hz, 2H), 7.01 (d, J=9.0 Hz, 2H), 4.50-4.56 (m, 2H), 4.26 (d, J=9.0 Hz, 1H), 3.73 (s, 3H), 3.18 (s, 3H), 2.05-2.16 (m, 3H), 1.70-1.80 (m, 1H)

¹³C-NMR (75 MHz, CDCl₃): δ 202.7, 168.0, 167.4, 146.7, 131.5 (2C), 117.6 (2C), 115.2, 83.0, 59.0, 52.9, 52.3, 49.4, 23.7, 19.0

HRMS (ESI−) calcd for C₁₆H₁₇BrNO₆ ⁻, [M−H]⁻ 398.0239. found 398.0234.

The enantiomeric excess was determined by HPLC analysis employing a Daicel Chiracel AS-H column (Hexane/1-propanol=95:5, 1.0 mL/min): t₁=17.28 min (major), t₂=19.42 min (minor). (>99% ee)

[α]²⁵ _(D): −26.52 (c=1.2, CHCl₃).

Prepared according to the general procedure, got a colorless oil, 21 mg, yield 52% after silica gel chromatography, eluent (EtOAc/Hexane=5:95-15:85)

¹H-NMR (400 MHz, CDCl₃): δ 9.69 (s, 1H), 7.31 (t, J=8.0 Hz, 2H), 7.07-7.09 (m, 3H), 6.94-6.97 (m, 4H), 4.44-4.48 (m, 2H), 4.23 (d, J=9.2 Hz, 1H), 3.75 (s, 3H), 3.27 (s, 3H), 2.01-2.14 (m, 3H), 1.76-1.79 (m, 1H)

¹³C-NMR (100 MHz, CDCl₃): δ 202.9, 168.1, 167.5, 157.8, 152.5, 143.6, 129.7 (2C), 123.0 (2C), 119.5 (2C), 118.4, 118.2 (2C), 83.0, 60.0, 52.8, 52.4, 49.5, 23.9, 19.4

HRMS (ESI−) calcd for C₂₂H₂₂NO₇ ⁻, [M−H]⁻ 412.1396. found 412.1401.

The enantiomeric excess was determined by HPLC analysis employing a Daicel Chiracel AS-H column (Hexane/1-propanol=95:5, 1.0 mL/min): t=22.85 min (major). (99% ee)

[α]²⁵ _(D): −14.17 (c=1.0, CHCl₃)

Prepared according to the general procedure, got a colorless oil, 25 mg, yield 73% after silica gel chromatography, eluent (EtOAc/Hexane=5:95-15:85)

¹H-NMR (300 MHz, CDCl₃): δ 9.69 (s, 1H), 7.27 (t, J=8.1 Hz, 2H), 7.12 (t, J=8.1 Hz, 2H), 6.96 (t, J=7.2 Hz, 1H), 4.58 (d, J=8.7 Hz, 1H), 4.49 (s, 1H), 4.18-4.25 (m, 3H), 3.51 (q, J=7.2 Hz, 2H), 2.06-2.14 (m, 3H), 1.82-1.84 (m, 1H), 1.28 (t, J=7.2, 3H), 1.00 (t, J=7.2 Hz, 3H)

¹³C-NMR (75 MHz, CDCl₃): δ 203.3, 167.9, 167.2, 147.8, 128.5 (2C), 122.7, 116.3 (2C), 82.9, 61.7, 61.4, 59.1, 49.9, 23.7, 19.3, 14.0, 13.6

HRMS (ESI−) calcd for C₁₈H₂₂NO₆ ⁻, [M−H]⁻ 348.1447. found 348.1446.

The enantiomeric excess was determined by HPLC analysis employing a Daicel Chiracel AS-H column (Hexane/1-propanol=99:1, 1.0 mL/min): t₁=7.09 min (major), t₂=10.20 min (minor). (99% ee)

[α]²⁵ _(D): −66.57 (c=1.1, CHCl₃)

Prepared according to the general procedure, got a colorless oil, 30 mg, yield 81% after silica gel chromatography, eluent (EtOAc/Hexane=5:95-15:85)

¹H-NMR (300 MHz, CDCl₃): δ 9.69 (s, 1H), 7.26-7.30 (m, 2H), 7.11-7.13 (m, 2H), 6.98 (t, J=7.5 Hz, 1H), 4.58 (d, J=8.7 Hz, 1H), 4.49 (s, 1H), 4.24 (d, J=9 Hz, 1H), 4.16 (t, J=7.2 Hz, 2H), 3.41 (t, J=7.2 Hz, 2H), 2.06-2.14 (m, 3H), 1.82-1.84 (m, 1H), 1.64-1.72 (m, 4H), 1.40-1.42 (m, 2H) 0.92 (t, J=7.2, 3H), 0.86 (t, J=7.2, 3H)

¹³C-NMR (75 MHz, CDCl₃): δ 203.3, 168.0, 167.3, 147.2, 128.5 (2C), 122.7, 116.3 (2C), 82.9, 67.3, 67.0, 59.1, 49.9, 23.7, 21.9, 21.8, 21.4, 19.3, 10.3, 10.2

HRMS (ESI−) calcd for C₂₀H₂₆NO₆ ⁻, [M−H]⁻ 376.1760. found 376.1758.

The enantiomeric excess was determined by HPLC analysis employing a Daicel Chiracel AS-H column (Hexane/1-propanol=95:5, 1.0 mL/min): t₁=7.43 min (major), t₂=9.80 min (minor). (99% ee)

[α]²⁵ _(D): −38.28 (c=0.9, CHCl₃)

Prepared according to the general procedure, got a colorless oil, 26 mg, yield 69% after silica gel chromatography, eluent (EtOAc/Hexane=5:95-15:85).

¹H-NMR (300 MHz, CDCl₃): δ 9.68 (s, 1H), 7.25 (t, J=7.8 Hz, 2H), 7.11 (d, J=7.8 Hz, 2H), 6.98 (t, J=14.7 Hz, 1H), 5.01-5.09 (m, 1H), 4.54 (d, J=8.1 Hz, 1H), 4.46 (s, 1H), 4.35-4.46 (m, 1H), 4.10 (d, J=5.4 Hz, 1H), 2.03-2.17 (m, 3H), 1.84-1.88 (m, 1H), 1.24 (d, J=6.3 Hz, 3H), 1.01 (d, J=6.3 Hz, 3H), 0.92 (d, J=7.2 Hz, 3H).

¹³C-NMR (75 MHz, CDCl₃): δ 203.4, 167.5, 166.8, 148.0, 128.5 (2C), 123.0, 116.9 (2C), 82.9, 69.3, 69.2, 59.2, 50.4, 34.2, 23.6, 21.5, 21.3, 21.2, 19.5

HRMS (ESI−) calcd for C₂₀H₂₆NO₆ ⁻, [M−H]⁻ 376.1760. found 376.1758.

The enantiomeric excess was determined by HPLC analysis employing a Daicel Chiracel AS-H column (Hexane/1-propanol=99:1, 1.0 mL/min): t₁=6.76 min (minor), t₂=7.64 min (major). (99% ee)

[α]²⁵ _(D): −23.10 (c=1.0, CHCl₃)

Prepared according to the general procedure, got a colorless oil, 31 mg, yield 79% after silica gel chromatography, eluent (EtOAc/Hexane=5:95-15:85)

¹H-NMR (300 MHz, CDCl₃): δ 9.67 (s, 1H), 7.25 (t, J=7.5 Hz, 2H), 7.11 (d, J=7.5 Hz, 2H), 6.96 (t, J=7.5 Hz, 1H), 4.47-4.57 (m, 2H), 4.21 (d, J=9 Hz, 1H), 4.13 (t, J=13.2 Hz, 2H), 3.44 (t, J=13.2 Hz, 2H), 2.04-2.12 (m, 3H), 1.81-1.83 (m, 1H), 1.61-1.63 (m, 2H), 1.17-1.56 (m, 6H), 0.82-0.96 (m, 6H)

¹³C-NMR (75 MHz, CDCl₃): δ 203.3, 168.0, 167.3, 147.8, 128.5 (2C), 122.7, 116.4 (2C), 82.9, 65.6, 65.3, 59.1, 49.9, 30.4, 30.1, 23.7, 19.3, 19.0, 18.9, 13.7, 13.6

HRMS (ESI−) calcd for C₂₂H₃₀NO₆ ⁻, [M−H]⁻ 404.2073. found 404.2072.

The enantiomeric excess was determined by HPLC analysis employing a Daicel Chiracel AS-H column (Hexane/1-propanol=99:1, 1.0 mL/min): t₁=7.30 min (major), t₂=9.58 min (minor). (99% ee)

[α]²⁵ _(D): −37.25 (c=1.2, CHCl₃)

Prepared according to the general procedure, got a colorless oil, 29 mg, yield 67% after silica gel chromatography, eluent (EtOAc/Hexane=5:95-15:85)

¹H-NMR (400 MHz, CDCl₃): δ 9.67 (s, 1H), 7.26 (t, J=8.0 Hz, 2H), 7.09 (d, J=8.0 Hz, 2H), 6.96 (t, J=8.0 Hz, 1H), 4.55 (d, J=8.7 Hz, 1H), 4.48 (d, J=4.0 Hz, 1H), 4.21 (d, J=8.7 Hz, 1H), 4.12 (t, J=6.6 Hz, 2H), 3.42 (t, J=6.6 Hz, 2H), 2.06-2.08 (m, 3H), 1.80-1.85 (m, 1H), 1.12-1.38 (m, 12H), 0.85-0.91 (m, 6H)

¹³C-NMR (100 MHz, CDCl₃): δ 203.4, 168.0, 167.3, 147.8, 128.5 (2C), 122.7, 116.3 (2C), 82.9, 65.9, 65.6, 59.1, 49.9, 28.1, 27.9, 27.8, 27.7, 23.7, 22.2, 19.3, 14.0

HRMS (ESI−) calcd for C₂₄H₃₄NO₆ ⁻, [M−H]⁻ 432.2390. found 432.2388.

The enantiomeric excess was determined by HPLC analysis employing a Daicel Chiracel AS-H column (Hexane/1-propanol=95:5, 1.0 mL/min): t₁=14.96 min (minor), t₂=22.61 min (major). (92% ee)

[α]²⁵ _(D): −40.8 (c=1.2, CHCl₃)

Prepared according to the general procedure, got a colorless oil, 32 mg, yield 71% after silica gel chromatography, eluent (EtOAc/Hexane=5:95-15:85)

¹H-NMR (400 MHz, CDCl₃): δ 9.67 (s, 1H), 7.26 (t, J=8.0 Hz, 2H), 7.10 (d, J=8.0 Hz, 2H), 6.96 (t, J=8.0 Hz, 1H), 4.47-4.56 (m, 2H), 4.21 (d, J=8.7 Hz, 1H), 4.12 (t, J=6.6 Hz, 2H), 3.42 (t, J=6.6 Hz, 2H), 2.04-2.11 (m, 3H), 1.81-1.85 (m, 1H), 1.56-1.63 (m, 2H), 1.19-1.38 (m, 14H), 0.85-0.91 (m, 6H)

¹³C-NMR (100 MHz, CDCl₃): δ 203.4, 168.0, 167.3, 147.8, 128.5 (2C), 122.7, 116.3 (2C), 82.9, 65.9, 65.6, 59.1, 49.9, 31.4, 28.3, 28.0, 25.5, 25.4, 23.73, 22.5, 19.3, 14.0

HRMS (ESI−) calcd for C₂₆H₃₈NO₆ ⁻, [M−H]⁻ 460.2704. found 460.2699.

The enantiomeric excess was determined by HPLC analysis employing a Daicel Chiracel AD-H column (Hexane/1-propanol=98:2, 1.0 mL/min): t=5.10 min (major). (99% ee)

[α]²⁵ _(D): −14.41 (c=0.7, CHCl₃)

Prepared according to the general procedure, got a colorless oil, 26 mg, yield 73% after silica gel chromatography, eluent (EtOAc/Hexane=5:95-15:85)

¹H-NMR (300 MHz, CDCl₃): δ 9.74 (s, 1H), 7.35 (m, 1H), 7.11-7.15 (m, 2H), 7.02 (t, J=6.9 Hz, 1H), 4.43-4.45 (m, 1H), 4.11-4.27 (m, 4H), 3.52-3.65 (m, 2H), 2.22 (s, 3H), 2.03-2.09 (m, 3H), 1.68-1.71 (m, 1H), 1.26 (t, J=7.2 Hz, 3H), 1.00 (t, J=7.2 Hz, 3H)

¹³C-NMR (75 MHz, CDCl₃): δ 203.2, 168.1, 167.1, 146.5, 130.7 (2C), 125.9, 125.3, 119.6, 83.0, 61.7, 61.4, 58.1, 49.9, 23.5, 17.7, 14.0, 13.7

HRMS (ESI−) calcd for C₁₉H₂₄NO₆ ⁻, [M−H]⁻ 362.1604. found 362.1599.

The enantiomeric excess was determined by HPLC analysis employing a Daicel Chiracel AD-H column (Hexane/1-propanol=97:3, 1.0 mL/min): t₁=12.72 min (major), t₂=14.63 min (minor), (>95% ee)

[α]²⁵ _(D): −23.6 (c=1.1, CHCl₃)

Prepared according to the general procedure, got a colorless oil, 28 mg, yield 72% after silica gel chromatography, eluent (EtOAc/Hexane=5:95-15:85)

¹H-NMR (300 MHz, CDCl₃): δ 9.74 (s, 1H), 7.34 (d, J=7.8 Hz, 1H), 7.03-7.15 (m, 2H), 7.04 (t, J=7.8 Hz, 1H), 4.44-4.46 (m, 1H), 4.12-4.29 (m, 2H), 4.04-4.11 (m, 2H), 3.45-3.54 (m, 2H), 2.23 (s, 3H), 2.05-2.17 (m, 3H), 1.62-1.72 (m, 1H), 1.38-1.45 (m, 2H), 0.92 (t, J=7.5 Hz, 3H), 0.819 (t, J=7.5 Hz, 3H)

¹³C-NMR (75 MHz, CDCl₃): δ 203.2, 168.1, 167.2, 146.5, 130.7 (2C), 125.9, 125.3, 119.6, 83.0, 67.3, 67.0, 58.1, 49.9, 23.6, 21.8, 21.5, 17.7, 10.3, 10.2

HRMS (ESI−) calcd for C₂₁H₂₈NO₆ ⁻, [M−H]⁻ 390.1917. found 390.1916.

The enantiomeric excess was determined by HPLC analysis employing a Daicel Chiracel AD-H column (Hexane/1-propanol=97:3, 1.0 mL/min): t₁=13.77 min (minor), t₂=17.06 min (major) (98% ee)

[α]²⁵ _(D): −8.58 (c=0.90, CHCl₃)

Prepared according to the general procedure, got a colorless oil, 27 mg, yield 69% after silica gel chromatography, eluent (EtOAc/Hexane=5:95-15:85)

¹H-NMR (300 MHz, CDCl₃): δ 9.75 (s, 1H), 7.33 (d, J=7.8 Hz, 1H), 7.12-7.13 (m, 2H), 7.03 (t, J=6.9 Hz, 1H), 5.04-5.10 (m, 1H), 4.40-4.44 (m, 2H), 4.23 (s, 2H), 2.23 (s, 3H), 2.03-2.14 (m, 3H), 1.71-1.73 (m, 1H), 1.24 (d, J=7.2 Hz, 3H), 1.23 (d, J=7.2 Hz, 3H), 0.99 (d, J=7.2 Hz, 6H), 0.98 (d, J=7.2 Hz, 3H).

¹³C-NMR (75 MHz, CDCl₃): δ 203.4, 167.7, 165.7, 146.7, 130.7 (2C), 125.9, 125.3, 119.6, 83.0, 69.3, 69.0, 57.7, 50.1, 23.4, 21.6, 21.4, 21.4, 21.2, 17.7

HRMS (ESI−) calcd for C₂₁H₂₈NO₆ ⁻, [M−H]⁻ 390.1917. found 390.1916.

The enantiomeric excess was determined by HPLC analysis employing a Daicel Chiracel AD-H column (Hexane/1-propanol=97:3, 1.0 mL/min): t₁=8.34 min (minor), t₂=9.77 min (major). (>95% ee)

[α]²⁵ _(D): −12.36 (c=0.90, CHCl₃)

Prepared according to the general procedure, obtained a colorless oil, 29 mg, yield 71% after silica gel chromatography, eluent (EtOAc/Hexane=5:95-15:85).

¹H-NMR (300 MHz, CDCl₃): δ 9.74 (s, 1H), 7.34 (d, J=7.8 Hz, 1H), 7.02-7.15 (m, 2H), 7.06 (t, J=8.1 Hz, 1H), 4.44-4.45 (m, 1H), 4.21-4.28 (m, 2H), 4.05-4.18 (m, 2H), 3.45-3.60 (m, 2H), 2.22 (s, 3H), 2.04-2.09 (m, 3H), 1.61-1.63 (m, 4H), 1.20-1.40 (m, 6H), 0.84-0.94 (m, 6H)

¹³C-NMR (75 MHz, CDCl₃): δ203.2, 168.1, 167.2, 139.6, 130.7 (2C), 125.9, 125.7, 119.5, 83.0, 65.6, 65.3, 58.1, 49.8, 30.4, 30.1, 23.6, 19.32, 19.0, 19.0, 17.7, 13.7, 13.6

HRMS (ESI−) calcd for C₂₃H₃₂NO₆ ⁻, [M−H]⁻ 418.2230. found 418.2229.

The enantiomeric excess was determined by HPLC analysis employing a Daicel Chiracel AD-H column (Hexane/1-propanol=97:3, 1.0 mL/min): t₁=8.79 min (minor), t₂=11.30 min (major). (96% ee)

[α]²⁵ _(D): −25.24 (c=0.71, CHCl₃)

Prepared according to the general procedure, obtained a colorless oil, 28 mg, yield 67% after silica gel chromatography, eluent (EtOAc/Hexane=5:95-15:85).

¹H-NMR (300 MHz, CDCl₃): δ 9.66 (s, 1H), 7.38 (d, J=9.0 Hz, 2H), 7.01 (d, J=9.0 Hz, 2H), 4.49-4.56 (m, 2H), 4.18-4.23 (m, 3H), 3.60 (q, J=7.2 Hz, 2H), 2.05-2.15 (m, 3H), 1.82-1.84 (m, 1H), 1.29 (t, J=6.9 Hz, 3H), 1.05 (t, J=6.9 Hz, 3H)

¹³C-NMR (75 MHz, CDCl₃): δ 202.8, 167.7, 167.1, 146.9, 131.4 (2C), 117.9 (2C), 115.3, 83.0, 61.8, 61.6, 59.0, 49.8, 23.6, 19.1, 14.0, 13.6

HRMS (ESI−) calcd for C₁₈H₂₁BrNO₆ ⁻, [M−H]⁻ 426.0552. found 426.0557.

The enantiomeric excess was determined by HPLC analysis employing a Daicel Chiracel AS-H column (Hexane/1-propanol=95:5, 1.0 mL/min): t₁=8.99 min (major), t₂=13.75 min (minor). (99% ee)

[α]²⁵ _(D): −26.52 (c=1.2, CHCl₃).

Prepared according to the general procedure, obtained a colorless oil, 28 mg, yield 67% after silica gel chromatography, eluent (EtOAc/Hexane=5:95-15:85).

¹H-NMR (300 MHz, CDCl₃): δ 9.64 (s, 1H), 7.36 (d, J=9.0 Hz, 2H), 6.99 (d, J=9.0 Hz, 1H), 4.47-4.54 (m, 2H), 4.14-4.22 (m, 3H), 3.47 (t, J=6.6 Hz, 2H), 2.35 (t, J=7.2 Hz, 2H), 2.05-2.08 (m, 3H), 1.81-1.86 (m, 1H), 1.64-1.70 (m, 4H), 0.92-0.98 (m, 6H)

¹³C-NMR (75 MHz, CDCl₃): δ 202.8, 167.8, 167.2, 146.9, 137.3 (2C), 118.0 (2C), 115.3, 83.0, 67.4, 67.2, 59.0, 49.8, 31.6, 29.0, 23.6, 23.5, 21.8, 21.5, 19.2, 14.1, 10.3, 10.2

HRMS (ESI−) calcd for C₂₀H₂₅BrNO₆ ⁻, [M−H]⁻ 454.0866. found 454.0862.

The enantiomeric excess was determined by HPLC analysis employing a Daicel Chiracel AS-H column (Hexane/1-propanol=95:5, 1.0 mL/min): t₁=7.89 min (major), t₂=12.31 min (minor). (99% ee)

[α]²⁵ _(D): −11.81 (c=1.1, CHCl₃)

Prepared according to the general procedure, obtained a colorless oil, 30 mg, yield 67% after silica gel chromatography, eluent (EtOAc/Hexane=5:95-15:85).

¹H-NMR (300 MHz, CDCl₃): δ 9.64 (s, 1H), 7.36 (d, J=9.0 Hz, 2H), 6.99 (d, J=9.0 Hz, 1H), 5.04-5.10 (m, 1H), 4.41-4.47 (m, 2H), 4.26 (s, 2H), 2.25 (s, 3H), 2.06-2.13 (m, 3H), 1.73-1.75 (m, 1H), 0.24 (d, J=7.2 Hz, 6H), 1.01 (d, J=7.2 Hz, 6H)

¹³C-NMR (75 MHz, CDCl₃): δ 202.9, 167.3, 166.8, 147.0, 131.4 (2C), 118.4 (2C), 115.6, 83.0, 69.5, 69.4, 65.9, 59.0, 50.3, 23.5, 21.5, 21.3, 21.2, 19.3, 15.2

HRMS (ESI−) calcd for C₂₀H₂₅BrNO₆ ⁻, [M−H]⁻ 454.0866. found 454.0868.

The enantiomeric excess was determined by HPLC analysis employing a Daicel Chiracel AD-H column (Hexane/1-propanol=97:3, 1.0 mL/min): t₁=15.22 min (minor), t₂=26.14 min (major). (99% ee)

[α]²⁵ _(D): −11.26 (c=0.7, CHCl₃)

IR Spectra:

The infrared spectra were recorded using neat liquid samples for all the tandem reaction products (23a-23v). All showed the characteristic strong C═O stretches (1690-1745 cm⁻¹) for both aldehydes and carboxylic esters.

Prepared according to the general procedure, obtained a colorless oil, 34 mg, yield 71% after silica gel chromatography, eluent (EtOAc/Hexane=5:95-15:85).

¹H-NMR (300 MHz, CDCl₃): δ 9.64 (s, 1H), 7.36 (d, J=9.0 Hz, 2H), 6.98 (d, J=9.0 Hz, 1H), 4.47-4.53 (m, 3H), 4.11-4.23 (m, 5H), 2.17-2.35 (m, 3H), 1.80-1.83 (m, 1H), 1.24-1.39 (m, 8H), 0.85-0.94 (m, 6H)

¹³C-NMR (75 MHz, CDCl₃): δ 202.9, 167.8, 167.2, 146.8, 131.4 (2C), 118.0 (2C), 115.5, 83.0, 65.7, 65.5, 59.0, 49.8, 30.4, 30.1, 23.6, 19.0, 18.9, 13.7

HRMS (ESI−) calcd for C₂₂H₂₉BrNO₆ ⁻, [M−H]⁻ 482.1180. found 482.1178.

The enantiomeric excess was determined by HPLC analysis employing a Daicel Chiracel AD-H column (Hexane/1-propanol=90:10, 1.0 mL/min): t₁=11.45 min (minor), t₂=14.63 min (major). (99% ee)

[α]²⁵ _(D): −7.13 (c=1.1, CHCl₃)

¹H-NMR (400 MHz, CDCl₃): δ 10.99 (s, 1H), 9.04 (d, J=2.6 Hz, 1H), 8.27 (dd, J₁=2.4 Hz, J₂=9.6 Hz, 1H), 7.85 (d, J=9.6 Hz, 1H), 7.60 (d, J=2.6 Hz, 1H), 7.24 (t, J=7.9 Hz, 2H), 7.07 (d, J=7.9 Hz, 2H), 6.96 (t, J=7.9 Hz, 1H), 4.93 (s, 1H), 4.51 (m, 1H), 4.20 (q, J=7.1 Hz, 2H), 4.09 (d, J=8.3 Hz, 1H), 3.51-3.62 (m, 2H), 2.20-2.34 (m, 2H), 2.09-2.14 (m, 1H), 1.93-1.97 (m, 1H), 1.26 (t, J=7.1 Hz, 3H), 1.00 (t, J=7.1 Hz, 3H)

¹³C-NMR (100 MHz, CDCl₃): δ 167.8, 167.3, 151.1, 147.7, 144.9, 138.2, 130.0, 129.2, 128.6, 123.4, 123.1, 117.3, 116.4, 61.7, 61.5, 59.3, 50.6, 29.7, 23.6, 22.8, 14.0, 13.6

The invention illustratively described herein may suitably be practiced in the absence of any element or elements, limitation or limitations, not specifically disclosed herein. Thus, for example, the terms “comprising”, “including,” containing”, etc. shall be read expansively and without limitation. Additionally, the terms and expressions employed herein have been used as terms of description and not of limitation, and there is no intention in the use of such terms and expressions of excluding any equivalents of the features shown and described or portions thereof, but it is recognized that various modifications are possible within the scope of the invention claimed. Thus, it should be understood that although the present invention has been specifically disclosed by exemplary embodiments and optional features, modification and variation of the inventions embodied therein herein disclosed may be resorted to by those skilled in the art, and that such modifications and variations are considered to be within the scope of this invention.

The invention has been described broadly and generically herein. Each of the narrower species and subgeneric groupings falling within the generic disclosure also form part of the invention. This includes the generic description of the invention with a proviso or negative limitation removing any subject matter from the genus, regardless of whether or not the excised material is specifically recited herein.

Other embodiments are within the following claims. In addition, where features or aspects of the invention are described in terms of Markush groups, those skilled in the art will recognize that the invention is also thereby described in terms of any individual member or subgroup of members of the Markush group. 

1-12. (canceled)
 13. A process of enantioselectively forming an 1,2-oxazine compound of Formula (13)

wherein R² is one of hydrogen, an aliphatic group, and an alicyclic group, comprising 0 to about 3 heteroatoms independently selected from the group consisting of N, O, S, Se and Si, R³ is one of hydrogen, halogen, OR⁶, an aliphatic group with a main chain having 1 to about 10 carbon atoms and 0 to about 3 heteroatoms independently selected from the group consisting of N, O, S, Se and Si, and R⁸ is one of hydrogen, NO₂, CN, C(R⁴⁰)O, COOR⁴⁰, and CONR⁴⁰R⁴¹, an aliphatic group, an alicyclic group, an aromatic group, an arylaliphatic group and an arylalicyclic group, comprising 0 to about 3 heteroatoms independently selected from the group consisting of N, O, S, Se and Si, wherein R⁴⁰ and R⁴¹ are independent from one another one of hydrogen, an aliphatic group, an alicyclic group, an aromatic group, an arylaliphatic group and an arylalicyclic group, comprising 0 to about 3 heteroatoms independently selected from the group consisting of N, O, S, Se and Si, and Z is one of NO₂, CN, C(R⁴²)O, COOR⁴², and CONR⁴²R⁴³, wherein R⁴² and R⁴³ are independent from one another one of hydrogen, an aliphatic group, an alicyclic group, an aromatic group, an arylaliphatic group and an arylalicyclic group, comprising 0 to about 3 heteroatoms independently selected from the group consisting of N, O, S, Se and Si, the process comprising contacting a carbonyl compound of Formula (11)

and a nitroso compound of Formula (2)

in the presence of a chiral catalyst, the catalyst being a compound of Formula (IX)

wherein R⁴ and R⁵ are independently one of COOH and

Y is one of CHOH, O, S, Se, CH₂, CHOH, CHSH and CHSeH, thereby forming a reaction mixture, and allowing the carbonyl compound of Formula (1) and the nitroso compound of Formula (2) to react in the reaction mixture, thereby allowing the formation of the 1,2-oxazine compound of Formula (13).
 14. The process of claim 13, wherein the carbonyl compound of Formula (1) and the nitroso compound of Formula (2) are allowed to react at a temperature below 25° C.
 15. The process of claim 14, wherein the temperature is selected in the range from about −80° C. to about 0° C.
 16. The process of claim 13, wherein the carbonyl compound of Formula (1) and the nitroso compound of Formula (II) are allowed to react for a period of time selected in the range from about 15 minutes to about 48 hours.
 17. The process of claim 13, wherein the reaction mixture is formed in a dipolar aprotic solvent. 